Regent Investment Management LLC Liberty All Star Equity Fund Transaction History

Regent Investment Management LLC

$373 Million
Q4 2022

A detailed history of Regent Investment Management LLC transactions in Liberty All Star Equity Fund stock. As of the latest transaction made, Regent Investment Management LLC holds 222,500 shares of USA stock, worth $1.51 Million. This represents 0.34% of its overall portfolio holdings.

Number of Shares

222,500

Previous 192,500 15.58%

Holding current value

$1.51 Million

Previous $1.06 Million 19.17%

% of portfolio

0.34%

Previous 0.31%

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2022 Jan 26, 2023	BUY	$5.59 - $6.46 $167,700 - $193,800	30,000 Added 15.58%	222,500 $1.27 Million
Q3 2022 Oct 18, 2022	BUY	$5.52 - $7.01 $5,520 - $7,010	1,000 Added 0.52%	192,500 $1.06 Million
Q2 2022 Jul 15, 2022	BUY	$5.89 - $8.16 $47,120 - $65,280	8,000 Added 4.36%	191,500 $1.2 Million
Q1 2022 Apr 19, 2022	SELL	$7.0 - $8.45 $70,000 - $84,500	-10,000 Reduced 5.17%	183,500 $1.48 Million
Q4 2021 Jan 27, 2022	BUY	$7.88 - $9.21 $157,600 - $184,200	20,000 Added 11.53%	193,500 $1.62 Million

Q2 2021 Jul 16, 2021	SELL	$7.59 - $9.2 $303,600 - $368,000	-40,000 Reduced 18.74%	173,500 $1.57 Million
Q1 2021 Apr 20, 2021	BUY	$6.72 - $7.63 $104,160 - $118,265	15,500 Added 7.83%	213,500 $1.63 Million
Q4 2020 Jan 27, 2021	BUY	$5.8 - $6.9 $49,300 - $58,650	8,500 Added 4.49%	198,000 $1.37 Million
Q3 2020 Oct 19, 2020	BUY	$5.75 - $6.29 $46,000 - $50,320	8,000 Added 4.41%	189,500 $1.14 Million
Q2 2020 Jul 29, 2020	BUY	$4.39 - $6.03 $204,134 - $280,395	46,500 Added 34.44%	181,500 $1.04 Million
Q4 2019 Jan 30, 2020	SELL	$6.23 - $6.77 $93,450 - $101,550	-15,000 Reduced 10.0%	135,000 $914,000
Q3 2019 Oct 17, 2019	BUY	$6.02 - $6.64 $27,089 - $29,880	4,500 Added 3.09%	150,000 $960,000
Q2 2019 Jul 15, 2019	BUY	$5.92 - $6.44 $59,200 - $64,400	10,000 Added 7.38%	145,500 $934,000
Q1 2019 Apr 22, 2019	BUY	$5.28 - $6.17 $204,864 - $239,396	38,800 Added 40.12%	135,500 $828,000
Q4 2018 Jan 22, 2019	BUY	$4.95 - $6.83 $86,194 - $118,930	17,413 Added 21.96%	96,700 $520,000
Q4 2017 Jan 26, 2018	BUY	$5.95 - $6.3 $250,417 - $265,148	42,087 Added 113.14%	79,287 $499,000
Q3 2017 Oct 12, 2017	BUY	$5.55 - $6.03 $206,460 - $224,316	37,200	37,200 $224,000

Others Institutions Holding USA

# of Institutions

189

Shares Held

29M

Call Options Held

Put Options Held

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About LIBERTY ALL STAR EQUITY FUND

Ticker USA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All Star Equity Fund is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. The fund is co-managed by Aristotle Capital Management, LLC, Pzena Investment Management, LLC, Delaware Investments Fund Advisers, Sustainable Growth Advisers, LP, and TCW Investment Management Company. It invests in the public equity ma...

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Regent Investment Management LLC Liberty All Star Equity Fund Transaction History