Regent Investment Management LLC CAPITALA FIN CO Transaction History

Regent Investment Management LLC

$373 Million
Q4 2022

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Oct 19, 2020	SELL	N/A	-28,500 Closed	0 $0
Q2 2020 Jul 29, 2020	SELL	N/A	-41,450 Reduced 59.26%	28,500 $75,000
Q1 2020 Apr 17, 2020	SELL	N/A	-1,000 Reduced 1.41%	69,950 $219,000
Q4 2019 Jan 30, 2020	BUY	N/A	9,325 Added 15.13%	70,950 $619,000
Q3 2019 Oct 17, 2019	SELL	N/A	-1,600 Reduced 2.53%	61,625 $511,000
Q2 2019 Jul 15, 2019	SELL	N/A	-16,591 Reduced 20.79%	63,225 $598,000
Q1 2019 Apr 22, 2019	BUY	N/A	2,449 Added 3.17%	79,816 $635,000
Q4 2018 Jan 22, 2019	BUY	N/A	9,325 Added 13.7%	77,367 $555,000
Q3 2018 Oct 22, 2018	BUY	N/A	446 Added 0.66%	68,042 $592,000
Q2 2018 Jul 16, 2018	BUY	N/A	3,900 Added 6.12%	67,596 $561,000
Q1 2018 Apr 24, 2018	BUY	N/A	7,656 Added 13.66%	63,696 $492,000
Q4 2017 Jan 26, 2018	BUY	N/A	12,100 Added 27.54%	56,040 $408,000
Q3 2017 Oct 12, 2017	BUY	N/A	43,940	43,940 $419,000

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