Retirement Group, LLC Closed Holding Positions

Retirement Group, LLC

$268 Million
Q1 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
CC Chemours CO Basic Materials	Q2 2022 Filed on Aug 04, 2022	11	$29.39 - $44.79 $323 - $493
SMMD Ishares Tr Russell 2500 ETF ETFs	Q2 2022 Filed on Aug 04, 2022	365	$50.12 - $62.96 $18.3K - $23K
TYME Tyme Technologies, Inc.	Q2 2022 Filed on Aug 04, 2022	300	$0.23 - $0.35 $69 - $105
IXUS Ishares Tr ETFs	Q2 2022 Filed on Aug 04, 2022	335	$56.25 - $67.81 $18.8K - $22.7K
AA Alcoa Corp Basic Materials	Q2 2022 Filed on Aug 04, 2022	25	$45.58 - $90.9 $1.14K - $2.27K
ISCF Ishares Msci Intl Small Cap Mu ETFs	Q2 2022 Filed on Aug 04, 2022	725	$28.54 - $34.8 $20.7K - $25.2K

S P X Flow Inc 00500	Q2 2022 Filed on Aug 04, 2022	71	N/A
FIBR Ishares U.S. Fixed Income Bala ETFs	Q2 2022 Filed on Aug 04, 2022	226	$83.7 - $92.32 $18.9K - $20.9K
UUP Invesco Db Us Dollar Index Bullish Fund ETFs	Q2 2022 Filed on Aug 04, 2022	55,876	$26.34 - $28.16 $1.47M - $1.57M
Nuveen Enhanced Municipa	Q2 2022 Filed on Aug 04, 2022	148	N/A
Pref Apt Communities Reit	Q2 2022 Filed on Aug 04, 2022	18,099	N/A
HYHG Proshares High Yield Interest ETFs	Q2 2022 Filed on Aug 04, 2022	375	N/A
CYN Cyngn Inc. Technology	Q2 2022 Filed on Aug 04, 2022	200	$1.08 - $5.52 $216 - $1.1K
Discovery Inc	Q2 2022 Filed on Aug 04, 2022	95	N/A
AY Atlantica Sustainable Infrastructure PLC Utilities	Q2 2022 Filed on Aug 04, 2022	22	$28.89 - $35.38 $636 - $778
TELL Tellurian Inc. Energy	Q2 2022 Filed on Aug 04, 2022	1,000	$2.9 - $6.34 $2.9K - $6.34K
VWOB Vanguard Emerging Mkts Govt Bd ETFs	Q2 2022 Filed on Aug 04, 2022	100	N/A
SXC Sun Coke Energy, Inc. Basic Materials	Q2 2022 Filed on Aug 04, 2022	50	$6.65 - $9.61 $333 - $481

RPV Invesco Exchange Traded Fd Tr ETFs	Q2 2022 Filed on Aug 04, 2022	8	$74.17 - $88.24 $593 - $706
Pacer Trendpilot Us Bond ETF	Q2 2022 Filed on Aug 04, 2022	350	N/A
PPA Invesco Exchange Traded Fd Tr ETFs	Q2 2022 Filed on Aug 04, 2022	1,150	$66.31 - $79.27 $76.3K - $91.2K
DDS Dillard'S, Inc. Consumer Cyclical	Q2 2022 Filed on Aug 04, 2022	600	$220.57 - $344.01 $132K - $206K
PFM Invesco Exchange Traded Fd Tr ETFs	Q1 2022 Filed on May 06, 2022	210	$36.5 - $39.94 $7.67K - $8.39K
XRLV Invesco Etd Tr Ii S&P 500 Ex R ETFs	Q1 2022 Filed on May 06, 2022	325	$47.2 - $51.74 $15.3K - $16.8K
TAN Invesco ETF Tr Ii Solar ETF ETFs	Q1 2022 Filed on May 06, 2022	250	N/A
IPO Renaissance Cap Greenwich Fds ETFs	Q1 2022 Filed on May 06, 2022	215	N/A
John Hancock Exchange Traded	Q1 2022 Filed on May 06, 2022	1,800	N/A
PBI Pitney Bowes Inc Industrials	Q1 2022 Filed on May 06, 2022	5,000	$4.68 - $6.79 $23.4K - $34K
BSCN Invesco Et Self Idxd Fd Tr Bul ETFs	Q1 2022 Filed on May 06, 2022	96	$21.05 - $21.46 $2.02K - $2.06K
MDY Spdr S&P Midcap 400 ETF Trust ETFs	Q1 2022 Filed on May 06, 2022	35	$459.24 - $521.7 $16.1K - $18.3K
DIAL Columbia ETF Tr I Diversified ETFs	Q1 2022 Filed on May 06, 2022	1,638	N/A
FDNI First Tr ETF Ii Dow Jones ETFs	Q1 2022 Filed on May 06, 2022	400	$21.0 - $36.22 $8.4K - $14.5K
KWEB Kraneshares Tr Csi China Inter ETFs	Q1 2022 Filed on May 06, 2022	34	N/A
Yrc Worldwide Inc	Q1 2022 Filed on May 06, 2022	313	N/A
SNLN Highland Fds I Highland/Iboxx ETFs	Q1 2022 Filed on May 06, 2022	198	$15.37 - $15.96 $3.04K - $3.16K

FPXI First Tr Exchange Traded Fd Ii ETFs	Q1 2022 Filed on May 06, 2022	325	N/A
RWJ Invesco Exchange Traded Fd Tr ETFs	Q1 2022 Filed on May 06, 2022	10	$112.99 - $126.4 $1.13K - $1.26K
Renewable Energy Group Inc	Q1 2022 Filed on May 06, 2022	650	N/A
QLD Proshares Ultra Qqq ETFs	Q1 2022 Filed on May 06, 2022	500	N/A
VUSB Vanguard Bd Index Fds	Q1 2022 Filed on May 06, 2022	3,012	N/A
BFA Brown Forman Corp Cl A	Q1 2022 Filed on May 06, 2022	127	N/A
XBI Spdr Ser Tr Spdr S&P Biotech E ETFs	Q1 2022 Filed on May 06, 2022	100	N/A
VCR Vanguard Consumer Discretionar ETFs	Q1 2022 Filed on May 06, 2022	350	N/A
Athene Holding LTD	Q1 2022 Filed on May 06, 2022	27	N/A
PTBD Pacer Fds Tr Trendpilot U S Bo ETFs	Q1 2022 Filed on May 06, 2022	350	N/A
VSTM Verastem, Inc. Healthcare	Q1 2022 Filed on May 06, 2022	1,000	$1.06 - $2.1 $1.06K - $2.1K
CCXI Chemo Centryx, Inc.	Q1 2022 Filed on May 06, 2022	500	$22.22 - $39.12 $11.1K - $19.6K
FIVN Five9, Inc. Technology	Q1 2022 Filed on May 06, 2022	1	$83.12 - $138.95 $83.1 - $139
CEI Camber Energy, Inc. Energy	Q1 2022 Filed on May 06, 2022	1	$0.46 - $1.28 $0.46 - $1.28
Bhp Group PLC	Q1 2022 Filed on May 06, 2022	20	N/A

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