Rivernorth Capital Management, LLC Ares Dynamic Credit Allocation Fund, Inc. Transaction History

Rivernorth Capital Management, LLC

$1.92 Billion
Q1 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 15, 2022	SELL	$11.89 - $14.82 $207,159 - $258,208	-17,423 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$13.61 - $16.37 $237,127 - $285,214	17,423 New	17,423 $252,000
Q2 2021 Aug 16, 2021	SELL	$15.1 - $16.25 $4.86 Million - $5.23 Million	-321,589 Closed	0 $0
Q1 2021 May 17, 2021	SELL	$14.3 - $15.2 $3.1 Million - $3.29 Million	-216,727 Reduced 40.26%	321,589 $4.83 Million
Q4 2020 Feb 16, 2021	SELL	$12.41 - $14.38 $67,237 - $77,910	-5,418 Reduced 1.0%	538,316 $7.69 Million

Q3 2020 Nov 16, 2020	BUY	$12.04 - $13.01 $537,260 - $580,545	44,623 Added 8.94%	543,734 $6.9 Million
Q2 2020 Aug 14, 2020	SELL	$9.83 - $12.5 $450,489 - $572,850	-45,828 Reduced 8.41%	499,111 $5.95 Million
Q1 2020 May 18, 2020	SELL	$8.66 - $15.87 $291,123 - $533,501	-33,617 Reduced 5.81%	544,939 $5.88 Million
Q4 2019 Feb 14, 2020	BUY	$14.48 - $15.35 $642,376 - $680,972	44,363 Added 8.3%	578,556 $8.88 Million
Q3 2019 Nov 14, 2019	SELL	$14.85 - $15.46 $674,397 - $702,100	-45,414 Reduced 7.84%	534,193 $7.96 Million
Q2 2019 Aug 14, 2019	SELL	$14.95 - $15.27 $37,375 - $38,175	-2,500 Reduced 0.43%	579,607 $8.77 Million
Q1 2019 May 15, 2019	SELL	$13.91 - $15.07 $1.05 Million - $1.14 Million	-75,815 Reduced 11.52%	582,107 $8.64 Million
Q4 2018 Feb 14, 2019	BUY	$13.08 - $15.71 $2.84 Million - $3.41 Million	217,219 Added 49.29%	657,922 $9.05 Million
Q3 2018 Nov 15, 2018	SELL	$15.53 - $16.12 $27,954 - $29,016	-1,800 Reduced 0.41%	440,703 $6.84 Million
Q2 2018 Aug 14, 2018	SELL	$16.09 - $16.64 $2.37 Million - $2.45 Million	-147,257 Reduced 24.97%	442,503 $7.12 Million
Q1 2018 May 15, 2018	SELL	$15.92 - $16.6 $746,218 - $778,091	-46,873 Reduced 7.36%	589,760 $9.58 Million
Q4 2017 Feb 14, 2018	SELL	$15.97 - $16.55 $1.2 Million - $1.25 Million	-75,315 Reduced 10.58%	636,633 $10.5 Million
Q3 2017 Nov 14, 2017	BUY	$16.07 - $16.47 $11.4 Million - $11.7 Million	711,948	711,948 $11.7 Million

Others Institutions Holding ARDC

# of Institutions

49

Shares Held

6.08M

Call Options Held

0

Put Options Held

85.6K

Wells Fargo & Company San Francisco, CA

1.13M
Shares

$17.3 Million
0.0% of portfolio
Cohen & Steers, Inc. New York, NY

600K
Shares

$9.15 Million
0.02% of portfolio
Morgan Stanley New York, NY

431K
Shares

$6.58 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

372K
Shares

$5.68 Million
0.04% of portfolio
Stifel Financial Corp St. Louis, MO

330K
Shares

$5.04 Million
0.01% of portfolio

About Ares Dynamic Credit Allocation Fund, Inc.

Ticker ARDC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Ares Dynamic Credit Allocation Fund, Inc. is a closed-ended fixed income mutual fund launched by Ares Management LLC. The fund is managed by Ares Capital Management II LLC. It invests in the fixed income markets of Europe. The fund primarily invests in debt instruments such as senior loans made primarily to companies whose debt is rated below in...

More about ARDC

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