Rivernorth Capital Management, LLC Nuveen Floating Rate Income Fund Transaction History

Rivernorth Capital Management, LLC

$1.8 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 15, 2024	SELL	$8.16 - $8.75 $7,344 - $7,875	-900 Reduced 0.39%	229,185 $2 Million
Q4 2023 Feb 14, 2024	SELL	$7.65 - $8.22 $349,704 - $375,760	-45,713 Reduced 16.57%	230,085 $1.89 Million
Q3 2023 Nov 14, 2023	BUY	$7.84 - $8.26 $2.16 Million - $2.28 Million	275,798 New	275,798 $2.26 Million
Q4 2021 Feb 14, 2022	SELL	$9.96 - $10.45 $8.53 Million - $8.95 Million	-855,996 Closed	0 $0
Q3 2021 Nov 15, 2021	BUY	$9.61 - $10.15 $8.23 Million - $8.69 Million	855,996 New	855,996 $8.62 Million
Q1 2021 May 17, 2021	SELL	$8.77 - $9.7 $1.62 Million - $1.79 Million	-184,645 Closed	0 $0
Q4 2020 Feb 16, 2021	BUY	$7.93 - $8.85 $1.46 Million - $1.63 Million	184,645 New	184,645 $1.61 Million
Q3 2020 Nov 16, 2020	SELL	$7.82 - $8.47 $5.15 Million - $5.58 Million	-659,150 Closed	0 $0
Q2 2020 Aug 14, 2020	BUY	$7.17 - $8.15 $2.18 Million - $2.48 Million	304,723 Added 85.98%	659,150 $5.21 Million
Q1 2020 May 18, 2020	SELL	$5.34 - $10.35 $4.01 Million - $7.78 Million	-751,662 Reduced 67.96%	354,427 $2.68 Million
Q3 2019 Nov 14, 2019	SELL	$9.48 - $9.85 $4.83 Million - $5.02 Million	-509,344 Reduced 31.53%	1,106,089 $10.8 Million
Q2 2019 Aug 14, 2019	SELL	$9.64 - $10.12 $19,742 - $20,725	-2,048 Reduced 0.13%	1,615,433 $15.9 Million
Q1 2019 May 15, 2019	BUY	$9.33 - $10.12 $4.27 Million - $4.63 Million	457,671 Added 39.46%	1,617,481 $15.6 Million
Q4 2018 Feb 14, 2019	BUY	$8.86 - $10.45 $10.3 Million - $12.1 Million	1,159,810 New	1,159,810 $10.8 Million

Others Institutions Holding JFR

# of Institutions

170

Shares Held

38.3M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

5.16M
Shares

$46.4 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

2.78M
Shares

$24.9 Million
0.01% of portfolio
Bank Of America Corp Charlotte, NC

2.43M
Shares

$21.8 Million
0.0% of portfolio
Invesco Ltd. Atlanta, GA

2.17M
Shares

$19.5 Million
0.0% of portfolio
International Assets Investment Management, LLC Orlando, FL

2.1M
Shares

$18.9 Million
0.65% of portfolio

About NUVEEN FLOATING RATE INCOME FUND

Ticker JFR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Fund is a close ended fixed income mutual fund launched by Nuveen Investments, Inc. It is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. The fund invests in fixed income markets of the United States. It primarily invests in adjustable rate secured and unsecured senior loans. Nuveen Floating ...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Rivernorth Capital Management, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Rivernorth Capital Management, LLC with notifications on news.