Rivernorth Capital Management, LLC Nuveen Mortgage & Income Fund Transaction History

Rivernorth Capital Management, LLC

$1.8 Billion
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 15, 2022	SELL	$16.2 - $18.43 $168,982 - $192,243	-10,431 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$17.84 - $21.16 $186,089 - $220,719	10,431 New	10,431 $190,000
Q4 2021 Feb 14, 2022	SELL	$20.6 - $21.35 $1.76 Million - $1.82 Million	-85,271 Closed	0 $0
Q3 2021 Nov 15, 2021	BUY	$20.55 - $21.4 $866,614 - $902,459	42,171 Added 97.84%	85,271 $1.77 Million
Q2 2021 Aug 16, 2021	SELL	$20.64 - $21.3 $652,760 - $673,633	-31,626 Reduced 42.32%	43,100 $900,000
Q1 2021 May 17, 2021	BUY	$19.56 - $20.75 $555,934 - $589,756	28,422 Added 61.38%	74,726 $1.55 Million
Q4 2020 Feb 16, 2021	SELL	$18.25 - $19.79 $13.3 Million - $14.4 Million	-729,693 Reduced 94.03%	46,304 $915,000
Q3 2019 Nov 14, 2019	BUY	$22.94 - $23.27 $1.08 Million - $1.1 Million	47,272 Added 6.49%	775,997 $17.9 Million
Q2 2019 Aug 14, 2019	BUY	$23.08 - $23.37 $179,054 - $181,304	7,758 Added 1.08%	728,725 $16.9 Million
Q1 2019 May 15, 2019	BUY	$22.34 - $23.29 $4.74 Million - $4.95 Million	212,327 Added 41.74%	720,967 $16.7 Million
Q4 2018 Feb 14, 2019	BUY	$22.3 - $24.09 $2.08 Million - $2.25 Million	93,461 Added 22.51%	508,640 $11.4 Million
Q3 2018 Nov 15, 2018	SELL	$23.42 - $24.05 $577,092 - $592,616	-24,641 Reduced 5.6%	415,179 $9.96 Million
Q2 2018 Aug 14, 2018	BUY	$23.25 - $23.77 $1.46 Million - $1.49 Million	62,646 Added 16.61%	439,820 $10.3 Million
Q1 2018 May 15, 2018	SELL	$23.38 - $24.6 $129,595 - $136,357	-5,543 Reduced 1.45%	377,174 $8.98 Million
Q4 2017 Feb 14, 2018	SELL	$24.32 - $26.25 $1.01 Million - $1.09 Million	-41,407 Reduced 9.76%	382,717 $9.45 Million
Q3 2017 Nov 14, 2017	BUY	$25.24 - $25.72 $10.7 Million - $10.9 Million	424,124	424,124 $10.8 Million

Others Institutions Holding JLS

# of Institutions

36

Shares Held

2.81M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.58M
Shares

$28.4 Million
0.65% of portfolio
Private Client Services, LLC Louisville, KY

134K
Shares

$2.42 Million
1.33% of portfolio
Advisors Asset Management, Inc. Monument, CO

103K
Shares

$1.85 Million
0.04% of portfolio
Morgan Stanley New York, NY

101K
Shares

$1.82 Million
0.0% of portfolio
Envestnet Asset Management Inc

88.9K
Shares

$1.6 Million
0.0% of portfolio

About Nuveen Mortgage & Income Fund

Ticker JLS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Mortgage and Income Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC, Nuveen Asset Management, LLC, and Wellington Management Company LLP. It invests in the fixed income markets of the United States. The fund invests in undervalued mortgage-backed secur...

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