Rivernorth Capital Management, LLC Neuberger Berman Mlp & Energy Income Fund Inc. Transaction History

Rivernorth Capital Management, LLC

$1.82 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 14, 2022	SELL	$5.8 - $7.44 $3.74 Million - $4.8 Million	-645,124 Reduced 78.92%	172,307 $1.06 Million
Q2 2022 Aug 15, 2022	SELL	$5.72 - $7.3 $257,045 - $328,047	-44,938 Reduced 5.21%	817,431 $4.97 Million
Q4 2021 Feb 14, 2022	BUY	$4.83 - $5.53 $926,582 - $1.06 Million	191,839 Added 28.61%	862,369 $4.42 Million
Q3 2021 Nov 15, 2021	BUY	$4.49 - $5.03 $428,121 - $479,610	95,350 Added 16.58%	670,530 $3.35 Million
Q2 2021 Aug 16, 2021	BUY	$4.23 - $5.34 $1.56 Million - $1.97 Million	369,409 Added 179.52%	575,180 $2.88 Million
Q1 2021 May 17, 2021	BUY	$3.42 - $4.32 $703,736 - $888,930	205,771 New	205,771 $864,000
Q3 2020 Nov 16, 2020	SELL	$2.35 - $3.11 $928,275 - $1.23 Million	-395,011 Closed	0 $0
Q2 2020 Aug 14, 2020	BUY	$1.75 - $3.56 $691,269 - $1.41 Million	395,011 New	395,011 $1.16 Million
Q1 2020 May 18, 2020	SELL	$1.27 - $7.25 $139,915 - $798,732	-110,170 Closed	0 $0
Q4 2019 Feb 14, 2020	BUY	$6.15 - $7.16 $677,545 - $788,817	110,170 New	110,170 $745,000

Others Institutions Holding NML

# of Institutions

79

Shares Held

22.4M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

5.25M
Shares

$46.8 Million
3.73% of portfolio
Morgan Stanley New York, NY

4.19M
Shares

$37.3 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

2.77M
Shares

$24.7 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

2.49M
Shares

$22.2 Million
0.43% of portfolio
Advisors Asset Management, Inc. Monument, CO

1.1M
Shares

$9.8 Million
0.17% of portfolio

About Neuberger Berman MLP & Energy Income Fund Inc.

Ticker NML
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Neuberger Berman MLP and Energy Income Fund Inc. is a closed ended fund of fund launched and managed by Neuberger Berman Management LLC. It is co-managed by Neuberger Berman LLC. The fund invests in the public equity markets. It primarily invests in master limited partnerships and limited liability companies. It was formerly known as Neuberger B...

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