Rivernorth Capital Management, LLC Pcm Fund, Inc. Transaction History

Rivernorth Capital Management, LLC

$1.8 Billion
Q3 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 14, 2020	SELL	$7.18 - $10.02 $247,429 - $345,299	-34,461 Closed	0 $0
Q1 2020 May 18, 2020	BUY	$6.24 - $12.02 $215,036 - $414,221	34,461 New	34,461 $274,000
Q1 2019 May 15, 2019	SELL	$10.28 - $11.24 $269,993 - $295,207	-26,264 Closed	0 $0
Q4 2018 Feb 14, 2019	BUY	$9.75 - $11.62 $256,074 - $305,187	26,264 New	26,264 $268,000

Others Institutions Holding PCM

# of Institutions

24

Shares Held

868K

Call Options Held

0

Put Options Held

0

Financial Advocates Investment Management Olympia, WA

195K
Shares

$1.57 Million
0.09% of portfolio
Concord Investment Counsel Inc. Irvine, CA

136K
Shares

$1.09 Million
0.4% of portfolio
New Edge Advisors, LLC New Orleans, LA

108K
Shares

$869,485
0.01% of portfolio
Commonwealth Equity Services, LLC

70.3K
Shares

$565,396
0.0% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

52.6K
Shares

$423,273
0.0% of portfolio

About PCM FUND, INC.

Ticker PCM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PCM Fund Inc. is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Pacific Investment Management Company LLC. It seeks to invest in fixed income markets. The fund invests primarily in commercial mortgage-backed securities. It employs fundamental analysis with a...

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