Rivernorth Capital Management, LLC Lmp Capital & Income Fund Inc. Transaction History

Rivernorth Capital Management, LLC

$1.8 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 16, 2022	SELL	$13.5 - $15.15 $150,160 - $168,513	-11,123 Closed	0 $0
Q4 2021 Feb 14, 2022	SELL	$13.76 - $15.2 $54,943 - $60,693	-3,993 Reduced 26.42%	11,123 $169,000
Q3 2021 Nov 15, 2021	SELL	$13.7 - $14.77 $214,076 - $230,796	-15,626 Reduced 50.83%	15,116 $208,000
Q2 2021 Aug 16, 2021	SELL	$12.79 - $14.86 $156,063 - $181,321	-12,202 Reduced 28.41%	30,742 $443,000
Q1 2021 May 17, 2021	BUY	$11.37 - $12.87 $488,273 - $552,689	42,944 New	42,944 $545,000
Q3 2018 Nov 15, 2018	SELL	$12.87 - $14.27 $835,391 - $926,265	-64,910 Closed	0 $0
Q1 2018 May 15, 2018	SELL	$12.33 - $14.75 $299,927 - $358,793	-24,325 Reduced 27.26%	64,910 $819,000
Q4 2017 Feb 14, 2018	SELL	$13.62 - $14.69 $446,477 - $481,552	-32,781 Reduced 26.87%	89,235 $1.25 Million
Q3 2017 Nov 14, 2017	BUY	$13.83 - $14.69 $1.69 Million - $1.79 Million	122,016	122,016 $1.76 Million

Others Institutions Holding SCD

# of Institutions

40

Shares Held

4.08M

Call Options Held

0

Put Options Held

0

Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

989K
Shares

$16.8 Million
0.02% of portfolio
Raymond James & Associates St Petersburg, FL

891K
Shares

$15.1 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

515K
Shares

$8.73 Million
0.17% of portfolio
Morgan Stanley New York, NY

383K
Shares

$6.49 Million
0.0% of portfolio
International Assets Investment Management, LLC Orlando, FL

233K
Shares

$3.95 Million
0.04% of portfolio

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

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