Rivernorth Capital Management, LLC Lmp Capital & Income Fund Inc. Transaction History

Rivernorth Capital Management, LLC

$1.92 Billion
Q1 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 16, 2022	SELL	$13.5 - $15.15 $150,160 - $168,513	-11,123 Closed	0 $0
Q4 2021 Feb 14, 2022	SELL	$13.76 - $15.2 $54,943 - $60,693	-3,993 Reduced 26.42%	11,123 $169,000
Q3 2021 Nov 15, 2021	SELL	$13.7 - $14.77 $214,076 - $230,796	-15,626 Reduced 50.83%	15,116 $208,000
Q2 2021 Aug 16, 2021	SELL	$12.79 - $14.86 $156,063 - $181,321	-12,202 Reduced 28.41%	30,742 $443,000
Q1 2021 May 17, 2021	BUY	$11.37 - $12.87 $488,273 - $552,689	42,944 New	42,944 $545,000

Q3 2018 Nov 15, 2018	SELL	$12.87 - $14.27 $835,391 - $926,265	-64,910 Closed	0 $0
Q1 2018 May 15, 2018	SELL	$12.33 - $14.75 $299,927 - $358,793	-24,325 Reduced 27.26%	64,910 $819,000
Q4 2017 Feb 14, 2018	SELL	$13.62 - $14.69 $446,477 - $481,552	-32,781 Reduced 26.87%	89,235 $1.25 Million
Q3 2017 Nov 14, 2017	BUY	$13.83 - $14.69 $1.69 Million - $1.79 Million	122,016	122,016 $1.76 Million

Others Institutions Holding SCD

# of Institutions

42

Shares Held

4.17M

Call Options Held

0

Put Options Held

0

Raymond James & Associates St Petersburg, FL

898K
Shares

$13.9 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

863K
Shares

$13.4 Million
0.02% of portfolio
Advisors Asset Management, Inc. Monument, CO

634K
Shares

$9.85 Million
0.19% of portfolio
Morgan Stanley New York, NY

444K
Shares

$6.9 Million
0.0% of portfolio
Aristides Capital LLC Ottawa Hills, OH

244K
Shares

$3.79 Million
1.73% of portfolio

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Rivernorth Capital Management, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Rivernorth Capital Management, LLC with notifications on news.