Rivernorth Capital Management, LLC Tri Continental Corp Transaction History

Rivernorth Capital Management, LLC

$1.8 Billion
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2018 Nov 15, 2018	SELL	$26.48 - $28.12 $5.96 Million - $6.33 Million	-225,002 Closed	0 $0
Q2 2018 Aug 14, 2018	SELL	$25.74 - $27.61 $1.88 Million - $2.01 Million	-72,936 Reduced 24.48%	225,002 $5.97 Million
Q1 2018 May 15, 2018	SELL	$25.87 - $28.22 $181,400 - $197,878	-7,012 Reduced 2.3%	297,938 $7.84 Million
Q4 2017 Feb 14, 2018	SELL	$25.59 - $27.12 $1.4 Million - $1.48 Million	-54,713 Reduced 15.21%	304,950 $8.22 Million
Q3 2017 Nov 14, 2017	BUY	$24.39 - $25.55 $8.77 Million - $9.19 Million	359,663	359,663 $9.23 Million

Others Institutions Holding TY

# of Institutions

143

Shares Held

7.13M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

540K
Shares

$18.2 Million
0.0% of portfolio
Lazard Asset Management LLC New York, NY

450K
Shares

$15.2 Million
0.02% of portfolio
Allspring Global Investments Holdings, LLC

442K
Shares

$14.9 Million
0.02% of portfolio
Blue Bell Private Wealth Management, LLC

413K
Shares

$13.9 Million
2.72% of portfolio
Bard Financial Services, Inc.

298K
Shares

$10 Million
2.05% of portfolio

About TRI-CONTINENTAL CORP

Ticker TY
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Tri-Continental Corporation is a closed ended equity mutual fund launched and managed by Columbia Management Investment Advisers, LLC. It primarily invests in the public equity markets of the United States. The fund invests in stocks of companies that operate across diversified sectors. It seeks to invest in stocks of large-cap companies. The fu...

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