|
Q3 2018
Filed on Nov 15, 2018
|
15,771
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
40,604
|
N/A
|
|
Putman High Income Sec Fund
|
Q3 2018
Filed on Nov 15, 2018
|
168,707
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
34,652
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
125,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
128,830
|
$9.14 - $9.75
$1.18M - $1.26M
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
100,000
|
N/A
|
|
Nuveen Build Amer Bd Opptny
|
Q3 2018
Filed on Nov 15, 2018
|
34,541
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
24,220
|
N/A
|
|
Thunder Bridge Acquisition L
|
Q3 2018
Filed on Nov 15, 2018
|
150,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
139,163
|
N/A
|
|
Twelve Seas Investment Compa
|
Q3 2018
Filed on Nov 15, 2018
|
225,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
13,306
|
N/A
|
|
Aberdeen Indonesia Fd Inc
|
Q2 2018
Filed on Aug 14, 2018
|
13,300
|
N/A
|
|
Allianzgi Equity & Conv Inco
|
Q2 2018
Filed on Aug 14, 2018
|
121,316
|
N/A
|
|
Alpine Total Dynamic Divid F
|
Q2 2018
Filed on Aug 14, 2018
|
4,128,193
|
N/A
|
|
Madison Strtg Sector Prem Fd
|
Q2 2018
Filed on Aug 14, 2018
|
20,427
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
246,874
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
230,000
|
$9.94 - $10.59
$2.29M - $2.44M
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
119,700
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
174,001
|
$6.01 - $6.49
$1.05M - $1.13M
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
93,500
|
$7.21 - $7.61
$674K - $712K
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
10,266
|
$18.06 - $19.45
$185K - $200K
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
100,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
21,924
|
N/A
|
|
Mudrick Cap Acquisition Corp
|
Q2 2018
Filed on Aug 14, 2018
|
200,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
26,180
|
$4.62 - $5.14
$121K - $135K
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
250,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
44,651
|
N/A
|
|
Tiberius Acquisition Corp
|
Q2 2018
Filed on Aug 14, 2018
|
125,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
200,000
|
N/A
|
|
Aberdeen Emerging Mkts Small
|
Q1 2018
Filed on May 15, 2018
|
23,680
|
N/A
|
|
Andina Acquisition Corp Ii
|
Q1 2018
Filed on May 15, 2018
|
587,582
|
N/A
|
|
|
Q1 2018
Filed on May 15, 2018
|
65,326
|
$10.57 - $11.76
$690K - $768K
|
|
|
Q1 2018
Filed on May 15, 2018
|
14,047
|
N/A
|
|
Deutsche High Income Opport
|
Q1 2018
Filed on May 15, 2018
|
479,363
|
N/A
|
|
|
Q1 2018
Filed on May 15, 2018
|
200,000
|
N/A
|
|
|
Q1 2018
Filed on May 15, 2018
|
100,000
|
N/A
|
|
|
Q1 2018
Filed on May 15, 2018
|
200,000
|
N/A
|
|
Legg Mason Bw Glb Inc Opp Fd
|
Q1 2018
Filed on May 15, 2018
|
2,125,351
|
N/A
|
|
Goldman Sachs Mlp Inc Opp Fd
|
Q1 2018
Filed on May 15, 2018
|
86,882
|
N/A
|
|
|
Q1 2018
Filed on May 15, 2018
|
47,635
|
$9.32 - $9.87
$444K - $470K
|
|
|
Q1 2018
Filed on May 15, 2018
|
55,000
|
N/A
|
|
|
Q1 2018
Filed on May 15, 2018
|
52,000
|
N/A
|
|
Aberdeen Gtr China Fd Inc
|
Q4 2017
Filed on Feb 14, 2018
|
98,208
|
N/A
|
|
Aberdeen Latin Amer Eqty Fd
|
Q4 2017
Filed on Feb 14, 2018
|
30,392
|
N/A
|
|
Atlantic Acquisition Corp
|
Q4 2017
Filed on Feb 14, 2018
|
150,000
|
N/A
|
|
Bison Cap Acquisition Corp
|
Q4 2017
Filed on Feb 14, 2018
|
125,000
|
N/A
|
|
Constellation Alpha Cap Corp
|
Q4 2017
Filed on Feb 14, 2018
|
120,000
|
N/A
|
|
Draper Oakwood Technology
|
Q4 2017
Filed on Feb 14, 2018
|
120,000
|
N/A
|
|