Hennessy Cap Acquston Corp I
|
Q4 2018
Filed on Feb 14, 2019
|
310,904
|
N/A
|
|
Hennessy Cap Acquston Corp I
|
Q4 2018
Filed on Feb 14, 2019
|
168,750
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
150,000
|
N/A
|
|
Industrea Acquisition Corp
|
Q4 2018
Filed on Feb 14, 2019
|
150,000
|
N/A
|
|
Industrea Acquisition Corp
|
Q4 2018
Filed on Feb 14, 2019
|
150,000
|
N/A
|
|
Deutsche Strategic Income Tr
|
Q4 2018
Filed on Feb 14, 2019
|
17,460
|
N/A
|
|
Eaton Vance Mi Muni Income T
|
Q4 2018
Filed on Feb 14, 2019
|
31,810
|
N/A
|
|
Eaton Vance Mich Mun Bd Fd
|
Q4 2018
Filed on Feb 14, 2019
|
44,747
|
N/A
|
|
Eaton Vance Calif Mun Bd Fd
|
Q4 2018
Filed on Feb 14, 2019
|
68,759
|
N/A
|
|
Eaton Vance Mass Mun Bd Fd
|
Q4 2018
Filed on Feb 14, 2019
|
10,225
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
36,374
|
$15.34 - $16.75
$558K - $609K
|
|
Advent Clay Conv Sec Inc Fd
|
Q3 2018
Filed on Nov 15, 2018
|
810,003
|
N/A
|
|
Advent Claymore Enh Grw & In
|
Q3 2018
Filed on Nov 15, 2018
|
510,904
|
N/A
|
|
American Cap Sr Floating LTD
|
Q3 2018
Filed on Nov 15, 2018
|
375,674
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
437,244
|
N/A
|
|
Fintech Acquisition Corp Ii
|
Q3 2018
Filed on Nov 15, 2018
|
125,002
|
N/A
|
|
Fintech Acquisition Corp Ii
|
Q3 2018
Filed on Nov 15, 2018
|
62,501
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
89,020
|
$34.26 - $37.26
$3.05M - $3.32M
|
|
Managed Duration Invt Grd Fu
|
Q3 2018
Filed on Nov 15, 2018
|
1,030,216
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
307,565
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
100,632
|
N/A
|
|
Prudential Glb Sht Dur Hg Yl
|
Q3 2018
Filed on Nov 15, 2018
|
2,025,814
|
N/A
|
|
Prudential Sht Duration Hg Y
|
Q3 2018
Filed on Nov 15, 2018
|
1,026,024
|
N/A
|
|
Stellar Acquisition Iii Inc
|
Q3 2018
Filed on Nov 15, 2018
|
200,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
225,002
|
$26.48 - $28.12
$5.96M - $6.33M
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
105,594
|
N/A
|
|
Atlantic Acquisition Corp
|
Q3 2018
Filed on Nov 15, 2018
|
150,000
|
N/A
|
|
Atlantic Acquisition Corp
|
Q3 2018
Filed on Nov 15, 2018
|
150,000
|
N/A
|
|
Big Rock Partners Acquisi CO
|
Q3 2018
Filed on Nov 15, 2018
|
59,918
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
252,093
|
$11.6 - $13.91
$2.92M - $3.51M
|
|
Haymaker Acquisition Corp
|
Q3 2018
Filed on Nov 15, 2018
|
75,396
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
49,701
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
81,444
|
N/A
|
|
Osprey Energy Acquisition CO
|
Q3 2018
Filed on Nov 15, 2018
|
100,000
|
N/A
|
|
Osprey Energy Acquisition CO
|
Q3 2018
Filed on Nov 15, 2018
|
87,500
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
277,404
|
$29.0 - $31.56
$8.04M - $8.75M
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
1,384,049
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
140,826
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
464,091
|
$5.77 - $6.02
$2.68M - $2.79M
|
|
Gordon Pointe Acquisition CO
|
Q3 2018
Filed on Nov 15, 2018
|
15,202
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
15,771
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
40,604
|
N/A
|
|
Putman High Income Sec Fund
|
Q3 2018
Filed on Nov 15, 2018
|
168,707
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
34,652
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
125,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
128,830
|
$9.14 - $9.75
$1.18M - $1.26M
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
100,000
|
N/A
|
|
Nuveen Build Amer Bd Opptny
|
Q3 2018
Filed on Nov 15, 2018
|
34,541
|
N/A
|
|
|
Q3 2018
Filed on Nov 15, 2018
|
24,220
|
N/A
|
|
Thunder Bridge Acquisition L
|
Q3 2018
Filed on Nov 15, 2018
|
150,000
|
N/A
|
|