Rmb Capital Management, LLC Western Asset High Yield Defined Opportunity Fund Inc. Transaction History

Rmb Capital Management, LLC

$4.3 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 05, 2020	SELL	$11.6 - $14.71 $151,322 - $191,891	-13,045 Closed	0 $0
Q1 2020 May 11, 2020	BUY	$10.31 - $16.36 $134,493 - $213,416	13,045 New	13,045 $161,000
Q1 2019 May 15, 2019	SELL	$13.27 - $14.8 $293,452 - $327,287	-22,114 Closed	0 $0
Q4 2018 Feb 13, 2019	BUY	$12.97 - $14.64 $98,831 - $111,556	7,620 Added 52.57%	22,114 $291,000
Q3 2018 Nov 14, 2018	SELL	$14.22 - $14.6 $39,702 - $40,763	-2,792 Reduced 16.15%	14,494 $211,000
Q1 2018 May 14, 2018	BUY	$14.49 - $15.26 $26,096 - $27,483	1,801 Added 11.63%	17,286 $252,000
Q4 2017 Feb 14, 2018	SELL	$15.0 - $15.71 $132,645 - $138,923	-8,843 Reduced 36.35%	15,485 $234,000
Q3 2017 Nov 14, 2017	SELL	$15.18 - $15.74 $663,563 - $688,042	-43,713 Reduced 64.25%	24,328 $378,000
Q2 2017 Aug 14, 2017	BUY	N/A	68,041	68,041 $1.04 Million

Others Institutions Holding HYI

# of Institutions

51

Shares Held

6.01M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.49M
Shares

$17.9 Million
0.41% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

882K
Shares

$10.6 Million
0.65% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

498K
Shares

$5.98 Million
0.01% of portfolio
Guggenheim Capital LLC Chicago, IL

380K
Shares

$4.57 Million
0.03% of portfolio
Wells Fargo & Company San Francisco, CA

348K
Shares

$4.17 Million
0.0% of portfolio

About Western Asset High Yield Defined Opportunity Fund Inc.

Ticker HYI
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Yield Defined Opportunity Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. The fund is co-managed by Western Asset Management Company, Western Asset Management Company Pte. Ltd., Western Asset Management Company Ltd and Western Asset Management Company Limited....

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