Rmb Capital Management, LLC Nuveen Floating Rate Income Fund Transaction History

Rmb Capital Management, LLC

$4.3 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 May 11, 2020	SELL	$5.34 - $10.35 $405,306 - $785,565	-75,900 Closed	0 $0
Q4 2019 Feb 13, 2020	SELL	$9.39 - $10.24 $301,963 - $329,297	-32,158 Reduced 29.76%	75,900 $777,000
Q3 2019 Nov 12, 2019	BUY	$9.48 - $9.85 $83,575 - $86,837	8,816 Added 8.88%	108,058 $1.05 Million
Q2 2019 Aug 13, 2019	BUY	$9.64 - $10.12 $763,892 - $801,929	79,242 Added 396.21%	99,242 $978,000
Q1 2019 May 15, 2019	SELL	$9.33 - $10.12 $37,973 - $41,188	-4,070 Reduced 16.91%	20,000 $193,000
Q4 2018 Feb 13, 2019	SELL	$8.86 - $10.45 $847,219 - $999,260	-95,623 Reduced 79.89%	24,070 $222,000
Q3 2018 Nov 14, 2018	BUY	$10.18 - $10.48 $528,342 - $543,912	51,900 Added 76.56%	119,693 $1.24 Million
Q2 2018 Aug 13, 2018	BUY	$10.45 - $10.95 $494,034 - $517,672	47,276 Added 230.42%	67,793 $0
Q1 2018 May 14, 2018	BUY	$10.78 - $11.29 $221,173 - $231,636	20,517 New	20,517 $223,000

Others Institutions Holding JFR

# of Institutions

170

Shares Held

38.4M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

5.16M
Shares

$45.6 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

2.78M
Shares

$24.5 Million
0.01% of portfolio
Bank Of America Corp Charlotte, NC

2.43M
Shares

$21.4 Million
0.0% of portfolio
Invesco Ltd. Atlanta, GA

2.17M
Shares

$19.2 Million
0.0% of portfolio
International Assets Investment Management, LLC Orlando, FL

2.1M
Shares

$18.6 Million
0.65% of portfolio

About NUVEEN FLOATING RATE INCOME FUND

Ticker JFR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Fund is a close ended fixed income mutual fund launched by Nuveen Investments, Inc. It is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. The fund invests in fixed income markets of the United States. It primarily invests in adjustable rate secured and unsecured senior loans. Nuveen Floating ...

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