Rockefeller Capital Management L.P. Liberty All Star Growth Fund Inc. Transaction History

Rockefeller Capital Management L.P.

$34.7 Billion
Q2 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2019 Nov 12, 2019	SELL	$5.65 - $6.2 $121,768 - $133,622	-21,552 Closed	0 $0
Q2 2019 Aug 09, 2019	BUY	$5.31 - $5.9 $2,431 - $2,702	458 Added 2.17%	21,552 $125,000
Q1 2019 May 10, 2019	BUY	$4.37 - $5.62 $92,180 - $118,548	21,094 New	21,094 $117,000

Others Institutions Holding ASG

# of Institutions

77

Shares Held

11.2M

Call Options Held

0

Put Options Held

0

Karpus Management, Inc. Pittsford, NY

2.81M
Shares

$17 Million
0.46% of portfolio
Cornerstone Advisors, LLC Asheville, NC

1.65M
Shares

$10 Million
0.37% of portfolio
Shaker Financial Services, LLC

1.26M
Shares

$7.62 Million
2.7% of portfolio
Lpl Financial LLC Fort Mill, SC

839K
Shares

$5.09 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

793K
Shares

$4.81 Million
0.1% of portfolio

About LIBERTY ALL STAR GROWTH FUND INC.

Ticker ASG
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All-Star Growth Fund, Inc. is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. It is co-managed by Weatherbie Capital, LLC, Congress Asset Management Company, and Sustainable Growth Advisers, LP. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies oper...

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