Rockefeller Capital Management L.P. John Hancock Financial Opportunities Fund Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Mar 06, 2023	BUY	$30.14 - $36.52 $6,028 - $7,304	200 Added 5.9%	3,592 $119,000
Q3 2022 Nov 02, 2022	BUY	$31.2 - $39.84 $101,400 - $129,480	3,250 Added 2288.73%	3,392 $107,000
Q2 2021 Aug 10, 2021	BUY	$35.95 - $44.45 $5,104 - $6,311	142 New	142 $5,000
Q4 2020 Feb 12, 2021	SELL	$21.23 - $30.93 $29,722 - $43,302	-1,400 Closed	0 $0
Q3 2020 Nov 13, 2020	SELL	$19.76 - $24.1 $78,664 - $95,942	-3,981 Reduced 73.98%	1,400 $30,000
Q2 2020 Aug 12, 2020	BUY	$16.16 - $27.45 $1,955 - $3,321	121 Added 2.3%	5,381 $123,000
Q1 2020 May 12, 2020	BUY	$12.35 - $36.81 $64,961 - $193,620	5,260 New	5,260 $96,000
Q3 2019 Nov 12, 2019	SELL	$29.53 - $33.42 $5,906 - $6,684	-200 Closed	0 $0
Q1 2019 May 10, 2019	BUY	$28.81 - $35.37 $5,762 - $7,073	200 New	200 $6,000

Others Institutions Holding BTO

# of Institutions

82

Shares Held

4.2M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.28M
Shares

$43.9 Million
0.0% of portfolio
Wells Fargo & Company San Francisco, CA

596K
Shares

$20.5 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

401K
Shares

$13.8 Million
0.02% of portfolio
Royal Bank Of Canada Toronto, A6

228K
Shares

$7.84 Million
0.0% of portfolio
Cornerstone Advisors, LLC Asheville, NC

227K
Shares

$7.8 Million
0.3% of portfolio

About JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND

Ticker BTO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
John Hancock Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by John Hancock Investment Management LLC. It is co-managed by John Hancock Asset Management. The fund invests in the public equity markets across the globe. It seeks to invest in the stocks of companies operating across the financial services sec...

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