Rockefeller Capital Management L.P. First Trust Vii Alternative Ab Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	SELL	$28.24 - $29.98 $7,878 - $8,364	-279 Reduced 2.55%	10,673 $306,000
Q2 2023 Aug 14, 2023	SELL	$28.04 - $30.04 $10,374 - $11,114	-370 Reduced 3.27%	10,952 $308,000
Q1 2023 May 17, 2023	BUY	$29.33 - $30.58 $938 - $978	32 Added 0.28%	11,322 $336,000
Q4 2022 Mar 06, 2023	SELL	$28.93 - $32.06 $3.95 Million - $4.38 Million	-136,544 Reduced 92.36%	11,290 $337,000
Q3 2022 Nov 02, 2022	BUY	$31.06 - $33.28 $4.25 Million - $4.56 Million	136,886 Added 1250.33%	147,834 $4.59 Million
Q2 2022 Aug 12, 2022	SELL	$33.37 - $35.63 $3,336 - $3,563	-100 Reduced 0.91%	10,948 $365,000
Q1 2022 May 13, 2022	SELL	$28.77 - $35.48 $9,235 - $11,389	-321 Reduced 2.82%	11,048 $374,000
Q4 2021 Feb 14, 2022	BUY	$28.73 - $31.84 $35,136 - $38,940	1,223 Added 12.05%	11,369 $327,000
Q3 2021 Nov 12, 2021	BUY	$28.8 - $32.8 $292,204 - $332,788	10,146 New	10,146 $310,000

Others Institutions Holding FAAR

# of Institutions

82

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Horizon Advisory Services, Inc. West Henrietta, NY

655K
Shares

$18.2 Million
8.31% of portfolio
Envestnet Asset Management Inc

343K
Shares

$9.52 Million
0.0% of portfolio
Pensionmark Financial Group, LLC Santa Barbara, CA

327K
Shares

$9.08 Million
0.05% of portfolio
Acg Wealth

240K
Shares

$6.65 Million
1.7% of portfolio
Lpl Financial LLC Fort Mill, SC

192K
Shares

$5.33 Million
0.0% of portfolio

About FIRST TRUST VII ALTERNATIVE AB

Ticker FAAR
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