Rockefeller Capital Management L.P. First Tr Multi Cap Value Alpha Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	BUY	$65.29 - $70.92 $22,590 - $24,538	346 Added 3.34%	10,719 $760,000
Q1 2023 May 17, 2023	BUY	$66.14 - $78.48 $9,987 - $11,850	151 Added 1.48%	10,373 $722,000
Q4 2022 Mar 06, 2023	SELL	$62.08 - $72.95 $1,676 - $1,969	-27 Reduced 0.26%	10,222 $703,000
Q3 2022 Nov 02, 2022	SELL	$60.81 - $74.41 $25,844 - $31,624	-425 Reduced 3.98%	10,249 $623,000
Q2 2022 Aug 12, 2022	BUY	$63.92 - $76.25 $2,045 - $2,440	32 Added 0.3%	10,674 $699,000
Q1 2022 May 13, 2022	SELL	$71.59 - $77.49 $20,904 - $22,627	-292 Reduced 2.67%	10,642 $794,000
Q4 2021 Feb 14, 2022	BUY	$70.16 - $75.41 $26,520 - $28,504	378 Added 3.58%	10,934 $822,000
Q3 2021 Nov 12, 2021	BUY	$68.18 - $73.11 $16,908 - $18,131	248 Added 2.41%	10,556 $739,000
Q2 2021 Aug 10, 2021	BUY	$69.39 - $74.12 $6,106 - $6,522	88 Added 0.86%	10,308 $732,000
Q1 2021 May 11, 2021	BUY	$57.3 - $70.53 $110,073 - $135,488	1,921 Added 23.15%	10,220 $705,000
Q4 2020 Feb 12, 2021	SELL	$46.81 - $58.47 $17,366 - $21,692	-371 Reduced 4.28%	8,299 $483,000
Q3 2020 Nov 13, 2020	SELL	$43.53 - $50.21 $4,875 - $5,623	-112 Reduced 1.28%	8,670 $402,000
Q2 2020 Aug 12, 2020	BUY	$33.22 - $55.38 $71,190 - $118,679	2,143 Added 32.28%	8,782 $404,000
Q1 2020 May 12, 2020	BUY	$30.88 - $58.35 $31,281 - $59,108	1,013 Added 18.01%	6,639 $237,000
Q4 2019 Feb 07, 2020	BUY	$50.49 - $58.15 $284,056 - $327,151	5,626 New	5,626 $327,000

Others Institutions Holding FAB

# of Institutions

66

Shares Held

864K

Call Options Held

0

Put Options Held

0

Janney Montgomery Scott LLC

118K
Shares

$9.68 Million
0.03% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

73.7K
Shares

$6.05 Million
0.01% of portfolio
Morgan Stanley New York, NY

69K
Shares

$5.67 Million
0.0% of portfolio
International Assets Investment Management, LLC Orlando, FL

66.5K
Shares

$5.46 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

49.8K
Shares

$4.1 Million
0.01% of portfolio

About FIRST TR MULTI CAP VALUE ALPHA

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