Rockefeller Capital Management L.P. First Tr Multi Cap Growth Alph Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Mar 06, 2023	BUY	$90.11 - $101.95 $1,531 - $1,733	17 Added 0.35%	4,937 $468,000
Q3 2022 Nov 02, 2022	SELL	$89.21 - $106.53 $356 - $426	-4 Reduced 0.08%	4,920 $440,000
Q2 2022 Aug 12, 2022	BUY	$89.23 - $113.24 $1,606 - $2,038	18 Added 0.37%	4,924 $450,000
Q1 2022 May 13, 2022	SELL	$102.79 - $124.4 $11,204 - $13,559	-109 Reduced 2.17%	4,906 $550,000
Q4 2021 Feb 14, 2022	SELL	$116.7 - $131.39 $353,601 - $398,111	-3,030 Reduced 37.66%	5,015 $630,000
Q3 2021 Nov 12, 2021	BUY	$114.06 - $125.49 $11,291 - $12,423	99 Added 1.25%	8,045 $951,000
Q2 2021 Aug 10, 2021	BUY	$104.49 - $119.86 $20,166 - $23,132	193 Added 2.49%	7,946 $950,000
Q1 2021 May 11, 2021	SELL	$102.28 - $118.03 $4,193 - $4,839	-41 Reduced 0.53%	7,753 $839,000
Q4 2020 Feb 12, 2021	SELL	$85.15 - $106.41 $12,431 - $15,535	-146 Reduced 1.84%	7,794 $808,000
Q3 2020 Nov 13, 2020	BUY	$78.05 - $89.92 $52,995 - $61,055	679 Added 9.35%	7,940 $683,000
Q2 2020 Aug 12, 2020	BUY	$56.44 - $78.52 $109,154 - $151,857	1,934 Added 36.31%	7,261 $566,000
Q1 2020 May 12, 2020	BUY	$52.24 - $83.25 $151,287 - $241,092	2,896 Added 119.13%	5,327 $322,000
Q4 2019 Feb 07, 2020	BUY	$71.3 - $77.47 $173,330 - $188,329	2,431 New	2,431 $188,000

Others Institutions Holding FAD

# of Institutions

70

Shares Held

1.23M

Call Options Held

0

Put Options Held

0

International Assets Investment Management, LLC Orlando, FL

297K
Shares

$41.1 Million
0.01% of portfolio
Morgan Stanley New York, NY

100K
Shares

$13.9 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

83.1K
Shares

$11.5 Million
0.02% of portfolio
Lpl Financial LLC Fort Mill, SC

82.9K
Shares

$11.5 Million
0.01% of portfolio
Commonwealth Equity Services, LLC

64K
Shares

$8.86 Million
0.01% of portfolio

About FIRST TR MULTI CAP GROWTH ALPH

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