Rockefeller Capital Management L.P. First Trust China Alphadex Fun Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	BUY	$18.72 - $21.19 $198,956 - $225,207	10,628 New	10,628 $200,000
Q4 2022 Mar 06, 2023	BUY	$18.18 - $23.51 $126,514 - $163,606	6,959 New	6,959 $148,000
Q4 2021 Feb 14, 2022	SELL	$26.82 - $30.13 $7,509 - $8,436	-280 Closed	0 $0
Q3 2021 Nov 12, 2021	SELL	$28.65 - $33.61 $457,282 - $536,449	-15,961 Reduced 98.28%	280 $8,000
Q2 2021 Aug 10, 2021	BUY	$29.57 - $32.04 $19,427 - $21,050	657 Added 4.22%	16,241 $510,000
Q1 2021 May 11, 2021	BUY	$27.53 - $31.9 $1,183 - $1,371	43 Added 0.28%	15,584 $462,000
Q4 2020 Feb 12, 2021	SELL	$25.9 - $28.78 $13,286 - $14,764	-513 Reduced 3.2%	15,541 $447,000
Q3 2020 Nov 13, 2020	SELL	$24.28 - $28.1 $5,948 - $6,884	-245 Reduced 1.5%	16,054 $418,000
Q2 2020 Aug 12, 2020	BUY	$21.08 - $25.41 $157,678 - $190,066	7,480 Added 84.82%	16,299 $390,000
Q1 2020 May 12, 2020	BUY	$19.43 - $27.47 $25,433 - $35,958	1,309 Added 17.43%	8,819 $196,000
Q4 2019 Feb 07, 2020	BUY	$23.66 - $26.95 $177,686 - $202,394	7,510 New	7,510 $202,000

Others Institutions Holding FCA

# of Institutions

12

Shares Held

208K

Call Options Held

0

Put Options Held

0

About FIRST TRUST CHINA ALPHADEX FUN

Ticker FCA
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