Rockefeller Capital Management L.P. Flaherty & Crumrine Preferred & Income Securities Fund Inc Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	BUY	$11.93 - $14.06 $1.06 Million - $1.25 Million	88,621 Added 557.4%	104,520 $1.45 Million
Q3 2023 Nov 14, 2023	SELL	$12.74 - $13.95 $1,172 - $1,283	-92 Reduced 0.58%	15,899 $206,000
Q2 2023 Aug 14, 2023	SELL	$12.67 - $14.64 $2,014 - $2,327	-159 Reduced 0.98%	15,991 $219,000
Q1 2023 May 17, 2023	BUY	$13.1 - $17.58 $15,431 - $20,709	1,178 Added 7.87%	16,150 $223,000
Q4 2022 Mar 06, 2023	BUY	$14.51 - $15.71 $201,906 - $218,604	13,915 Added 1316.46%	14,972 $224,000
Q3 2022 Nov 02, 2022	SELL	$14.7 - $18.4 $97,652 - $122,231	-6,643 Reduced 86.27%	1,057 $15,000
Q2 2022 Aug 12, 2022	BUY	$16.37 - $20.15 $112,691 - $138,712	6,884 Added 843.63%	7,700 $129,000
Q1 2022 May 13, 2022	BUY	$18.46 - $21.63 $147 - $173	8 Added 0.99%	816 $16,000
Q2 2021 Aug 10, 2021	BUY	$21.97 - $23.79 $17,751 - $19,222	808 New	808 $18,000

Others Institutions Holding FFC

# of Institutions

119

Shares Held

9.61M

Call Options Held

0

Put Options Held

0

About Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

Ticker FFC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Preferred Securities Income Fund Inc. is a closed-ended balanced mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity and fixed income markets of the United States. It seeks to invest in securities of companies operating across diversified sectors. The fund primar...

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