Rockefeller Capital Management L.P. Flaherty & Crumrine Total Return Fund Inc Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	SELL	$13.6 - $15.04 $105,712 - $116,905	-7,773 Reduced 45.87%	9,172 $131,000
Q1 2023 May 17, 2023	BUY	$13.9 - $18.03 $98,690 - $128,013	7,100 Added 72.12%	16,945 $249,000
Q4 2022 Mar 06, 2023	BUY	$14.84 - $16.4 $19,855 - $21,943	1,338 Added 15.73%	9,845 $155,000
Q3 2022 Nov 02, 2022	BUY	$15.25 - $19.32 $60,634 - $76,816	3,976 Added 87.75%	8,507 $132,000
Q3 2021 Nov 12, 2021	SELL	$23.48 - $24.38 $266,498 - $276,713	-11,350 Reduced 71.47%	4,531 $108,000
Q2 2021 Aug 10, 2021	BUY	$23.49 - $25.29 $290,101 - $312,331	12,350 Added 349.76%	15,881 $387,000
Q2 2020 Aug 12, 2020	SELL	$14.84 - $21.15 $15,255 - $21,742	-1,028 Reduced 22.55%	3,531 $70,000
Q1 2020 May 12, 2020	SELL	$10.67 - $23.97 $56,401 - $126,705	-5,286 Reduced 53.69%	4,559 $75,000
Q4 2019 Feb 07, 2020	SELL	$21.98 - $23.28 $593 - $628	-27 Reduced 0.27%	9,845 $219,000
Q3 2019 Nov 12, 2019	BUY	$20.38 - $22.43 $6,317 - $6,953	310 Added 3.24%	9,872 $221,000
Q2 2019 Aug 09, 2019	BUY	$19.28 - $20.42 $42,820 - $45,352	2,221 Added 30.25%	9,562 $194,000
Q1 2019 May 10, 2019	BUY	$17.19 - $19.6 $126,191 - $143,883	7,341 New	7,341 $141,000

Others Institutions Holding FLC

# of Institutions

38

Shares Held

1.66M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

318K
Shares

$5.3 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

250K
Shares

$4.16 Million
0.1% of portfolio
Sowell Financial Services LLC North Little Rock, AR

197K
Shares

$3.27 Million
0.16% of portfolio
Invesco Ltd. Atlanta, GA

138K
Shares

$2.3 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

137K
Shares

$2.29 Million
0.0% of portfolio

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

Ticker FLC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Total Return Fund Inc. is a closed-ended balanced mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity and fixed income markets of the United States. It seeks to invest in stocks of companies operating across utilities and banking sectors. The fund primarily inves...

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