Rockefeller Capital Management L.P. First Tr Exchange Traded Fd Fi Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 12, 2024	SELL	$17.93 - $19.35 $29,853 - $32,217	-1,665 Reduced 10.82%	13,729 $249,000
Q1 2024 May 14, 2024	SELL	$15.73 - $18.73 $78,634 - $93,631	-4,999 Reduced 24.51%	15,394 $288,000
Q4 2023 Feb 14, 2024	BUY	$15.91 - $18.25 $21,239 - $24,363	1,335 Added 7.0%	20,393 $340,000
Q3 2023 Nov 14, 2023	BUY	$15.29 - $18.06 $2,217 - $2,618	145 Added 0.77%	19,058 $331,000
Q2 2023 Aug 14, 2023	SELL	$14.3 - $16.14 $102,802 - $116,030	-7,189 Reduced 27.54%	18,913 $295,000
Q1 2023 May 17, 2023	SELL	$14.58 - $17.78 $948,414 - $1.16 Million	-65,049 Reduced 71.36%	26,102 $405,000
Q4 2022 Mar 06, 2023	BUY	$16.44 - $19.4 $152,316 - $179,741	9,265 Added 11.31%	91,151 $1.56 Million
Q3 2022 Nov 02, 2022	BUY	$14.03 - $18.3 $426,259 - $555,990	30,382 Added 58.99%	81,886 $1.28 Million
Q2 2022 Aug 12, 2022	SELL	$14.62 - $18.74 $603,250 - $773,249	-41,262 Reduced 44.48%	51,504 $760,000
Q1 2022 May 13, 2022	SELL	$12.26 - $16.37 $3.36 Million - $4.48 Million	-273,923 Reduced 74.7%	92,766 $1.48 Million
Q4 2021 Feb 14, 2022	BUY	$11.4 - $13.05 $1.1 Million - $1.26 Million	96,594 Added 35.76%	366,689 $4.37 Million
Q3 2021 Nov 12, 2021	BUY	$9.56 - $11.67 $1.98 Million - $2.42 Million	207,077 Added 328.6%	270,095 $3.1 Million
Q2 2021 Aug 10, 2021	BUY	$9.6 - $11.59 $604,972 - $730,378	63,018 New	63,018 $719,000
Q2 2020 Aug 12, 2020	SELL	$3.76 - $8.99 $808 - $1,932	-215 Closed	0 $0
Q1 2020 May 12, 2020	BUY	$3.45 - $10.81 $741 - $2,324	215 New	215 $1,000

Others Institutions Holding FXN

# of Institutions

131

Shares Held

21.7M

Call Options Held

0

Put Options Held

0

International Assets Investment Management, LLC Orlando, FL

5.86M
Shares

$91.4 Million
0.28% of portfolio
Morgan Stanley New York, NY

2.9M
Shares

$45.2 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

2.26M
Shares

$35.2 Million
0.02% of portfolio
Wells Fargo & Company San Francisco, CA

2.1M
Shares

$32.8 Million
0.01% of portfolio
Ubs Group Ag

993K
Shares

$15.5 Million
0.0% of portfolio

About FIRST TR EXCHANGE TRADED FD FI

Ticker FXN
Sector ETFs
Industry ETFs

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Rockefeller Capital Management L.P., based on Form 13F filings with the SEC.

News

Stay updated on Rockefeller Capital Management L.P. with notifications on news.