Rockefeller Capital Management L.P. Gabelli Convertible & Income Securities Fund Inc Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 12, 2022	BUY	$5.09 - $6.44 $89,940 - $113,794	17,670 Added 218.99%	25,739 $138,000
Q2 2021 Aug 10, 2021	BUY	$6.12 - $6.64 $9,938 - $10,783	1,624 Added 25.2%	8,069 $53,000
Q4 2020 Feb 12, 2021	BUY	$5.17 - $6.28 $28,150 - $34,194	5,445 Added 544.5%	6,445 $40,000
Q2 2020 Aug 12, 2020	BUY	$3.97 - $5.48 $3,970 - $5,480	1,000 New	1,000 $5,000

Others Institutions Holding GCV

# of Institutions

43

Shares Held

3.94M

Call Options Held

0

Put Options Held

0

Mario Gabelli Gamco Investors, Inc. Et Al | Rye, Ny

1.09M
Shares

$4.25 Million
0.04% of portfolio
Morgan Stanley New York, NY

838K
Shares

$3.26 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

716K
Shares

$2.79 Million
0.0% of portfolio
Everstar Asset Management, LLC Mooresville, NC

166K
Shares

$645,588
0.42% of portfolio
Pensionmark Financial Group, LLC Santa Barbara, CA

110K
Shares

$429,016
0.0% of portfolio

About GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Ticker GCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Gabelli Convertible and Income Securities Fund Inc. is a closed-ended balanced mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in public equity and fixed income markets. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in convertible...

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