Rockefeller Capital Management L.P. Clough Global Opportunities Fund Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	SELL	$4.56 - $5.01 $540,004 - $593,294	-118,422 Reduced 66.11%	60,719 $304,000
Q1 2023 May 17, 2023	SELL	$4.59 - $5.19 $73,738 - $83,377	-16,065 Reduced 8.23%	179,141 $876,000
Q4 2022 Mar 06, 2023	SELL	$5.0 - $6.3 $516,575 - $650,884	-103,315 Reduced 34.61%	195,206 $989,000
Q3 2022 Nov 02, 2022	SELL	$5.51 - $7.8 $267,367 - $378,487	-48,524 Reduced 13.98%	298,521 $1.66 Million
Q2 2022 Aug 12, 2022	SELL	$6.81 - $9.47 $737,311 - $1.03 Million	-108,269 Reduced 23.78%	347,045 $2.55 Million
Q1 2022 May 13, 2022	SELL	$8.86 - $11.01 $607,689 - $755,153	-68,588 Reduced 13.09%	455,314 $4.28 Million
Q4 2021 Feb 14, 2022	BUY	$10.64 - $13.08 $104,921 - $128,981	9,861 Added 1.92%	523,902 $5.57 Million
Q3 2021 Nov 12, 2021	BUY	$12.06 - $13.14 $1.43 Million - $1.55 Million	118,276 Added 29.89%	514,041 $6.26 Million
Q2 2021 Aug 10, 2021	BUY	$11.61 - $13.08 $1.35 Million - $1.52 Million	116,566 Added 41.75%	395,765 $4.79 Million
Q1 2021 May 11, 2021	BUY	$11.09 - $12.95 $188,396 - $219,994	16,988 Added 6.48%	279,199 $3.42 Million
Q4 2020 Feb 12, 2021	BUY	$8.83 - $11.25 $71,664 - $91,305	8,116 Added 3.19%	262,211 $2.91 Million
Q3 2020 Nov 13, 2020	SELL	$8.85 - $9.74 $55,330 - $60,894	-6,252 Reduced 2.4%	254,095 $2.37 Million
Q2 2020 Aug 12, 2020	SELL	$6.57 - $8.93 $20,498 - $27,861	-3,120 Reduced 1.18%	260,347 $2.27 Million
Q1 2020 May 12, 2020	BUY	$5.64 - $10.15 $1.49 Million - $2.67 Million	263,467 New	263,467 $1.89 Million

Others Institutions Holding GLO

# of Institutions

66

Shares Held

16.5M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

5.22M
Shares

$27.1 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

2.42M
Shares

$12.5 Million
0.29% of portfolio
Saba Capital Management, L.P. New York, NY

2.34M
Shares

$12.1 Million
0.27% of portfolio
Mangrove Partners New York, NY

1.33M
Shares

$6.89 Million
0.94% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.29M
Shares

$6.67 Million
0.39% of portfolio

About Clough Global Opportunities Fund

Ticker GLO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Clough Global Opportunities Fund is a closed ended balanced mutual fund launched and managed by Clough Capital Partners L.P. It invests in public equity and fixed income markets across the globe. The fund invests in securities of companies operating across diversified sectors. For its fixed income portion, the fund invests in both investment gra...

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