Rockefeller Capital Management L.P. Clough Global Equity Fund Transaction History

Rockefeller Capital Management L.P.

$33.9 Billion
Q1 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	SELL	$5.73 - $6.24 $473,676 - $515,835	-82,666 Reduced 66.99%	40,728 $254,000
Q1 2023 May 17, 2023	SELL	$5.76 - $6.69 $130,106 - $151,113	-22,588 Reduced 15.47%	123,394 $747,000
Q4 2022 Mar 06, 2023	SELL	$6.41 - $7.61 $209,446 - $248,656	-32,675 Reduced 18.29%	145,982 $950,000
Q3 2022 Nov 02, 2022	SELL	$6.98 - $9.75 $210,118 - $293,504	-30,103 Reduced 14.42%	178,657 $1.23 Million
Q2 2022 Aug 12, 2022	SELL	$8.31 - $11.76 $234,840 - $332,337	-28,260 Reduced 11.92%	208,760 $1.91 Million

Q1 2022 May 13, 2022	SELL	$10.98 - $13.45 $93,340 - $114,338	-8,501 Reduced 3.46%	237,020 $2.78 Million
Q4 2021 Feb 14, 2022	SELL	$12.92 - $15.81 $40,323 - $49,343	-3,121 Reduced 1.26%	245,521 $3.23 Million
Q3 2021 Nov 12, 2021	BUY	$14.61 - $15.79 $207,681 - $224,454	14,215 Added 6.06%	248,642 $3.64 Million
Q2 2021 Aug 10, 2021	BUY	$13.72 - $15.98 $669,426 - $779,696	48,792 Added 26.28%	234,427 $3.46 Million
Q1 2021 May 11, 2021	BUY	$13.59 - $16.24 $187,582 - $224,160	13,803 Added 8.03%	185,635 $2.82 Million
Q4 2020 Feb 12, 2021	BUY	$10.71 - $13.88 $64,292 - $83,321	6,003 Added 3.62%	171,832 $2.36 Million
Q3 2020 Nov 13, 2020	SELL	$10.79 - $12.12 $43,289 - $48,625	-4,012 Reduced 2.36%	165,829 $1.86 Million
Q2 2020 Aug 12, 2020	SELL	$8.25 - $10.93 $71,189 - $94,314	-8,629 Reduced 4.83%	169,841 $1.81 Million
Q1 2020 May 12, 2020	BUY	$7.19 - $12.92 $1.28 Million - $2.31 Million	178,470 New	178,470 $1.58 Million

Others Institutions Holding GLQ

# of Institutions

46

Shares Held

6.61M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.58M
Shares

$18.5 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

1.02M
Shares

$7.34 Million
0.15% of portfolio
Bank Of America Corp Charlotte, NC

724K
Shares

$5.19 Million
0.0% of portfolio
Cornerstone Advisors, LLC Asheville, NC

404K
Shares

$2.9 Million
0.11% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

354K
Shares

$2.54 Million
0.12% of portfolio

About Clough Global Equity Fund

Ticker GLQ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Clough Global Equity Fund is a closed ended equity mutual fund launched and managed by Clough Capital Partners, L.P. It invests in public equity markets across the globe. The fund seeks to invest in stocks of companies operating across diversified sectors. It employs fundamental and quantitative analysis with a bottom up stock picking approach t...

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