Rockefeller Capital Management L.P. Global X Fds Genomics & Biotec Transaction History

Rockefeller Capital Management L.P.

$33.9 Billion
Q1 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	BUY	$11.99 - $13.07 $354,904 - $386,872	29,600 New	29,600 $358,000
Q4 2022 Mar 06, 2023	BUY	$12.11 - $13.81 $18,080 - $20,618	1,493 Added 19.37%	9,200 $116,000
Q2 2022 Aug 12, 2022	SELL	$10.66 - $15.9 $19,124 - $28,524	-1,794 Reduced 18.88%	7,707 $94,000
Q1 2022 May 13, 2022	BUY	$13.33 - $19.98 $879 - $1,318	66 Added 0.7%	9,501 $142,000
Q3 2021 Nov 12, 2021	SELL	$21.89 - $25.16 $3,611 - $4,151	-165 Reduced 1.72%	9,435 $208,000

Q2 2021 Aug 10, 2021	BUY	$19.75 - $24.89 $63,200 - $79,648	3,200 Added 50.0%	9,600 $238,000
Q1 2021 May 11, 2021	BUY	$21.08 - $27.89 $28,457 - $37,651	1,350 Added 26.73%	6,400 $143,000
Q4 2020 Feb 12, 2021	BUY	$17.79 - $25.99 $79,165 - $115,655	4,450 Added 741.67%	5,050 $119,000
Q3 2020 Nov 13, 2020	BUY	$16.32 - $19.06 $9,792 - $11,436	600 New	600 $10,000

Others Institutions Holding GNOM

# of Institutions

68

Shares Held

2.72M

Call Options Held

200

Put Options Held

500

One Capital Management, LLC Westlake Village, CA

557K
Shares

$5.84 Million
0.24% of portfolio
Mirae Asset Global Investments Co., Ltd.

378K
Shares

$3.96 Million
0.01% of portfolio
Lido Advisors, LLC Los Angeles, CA

281K
Shares

$2.94 Million
0.02% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

263K
Shares

$2.76 Million
0.0% of portfolio
Portland Global Advisors LLC

242K
Shares

$2.54 Million
0.39% of portfolio

About GLOBAL X FDS GENOMICS & BIOTEC

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