Rockefeller Capital Management L.P. Western Asset High Income Opportunity Fund Inc. Transaction History

Rockefeller Capital Management L.P.

$33.9 Billion
Q1 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 02, 2022	BUY	$3.68 - $4.31 $5,520 - $6,464	1,500 Added 28.57%	6,750 $24,000
Q4 2021 Feb 14, 2022	SELL	$5.01 - $5.28 $8,141 - $8,580	-1,625 Reduced 23.64%	5,250 $27,000
Q3 2021 Nov 12, 2021	BUY	$5.11 - $5.35 $143 - $149	28 Added 0.41%	6,875 $35,000
Q2 2021 Aug 10, 2021	BUY	$5.05 - $5.31 $136 - $143	27 Added 0.4%	6,847 $36,000
Q1 2021 May 11, 2021	BUY	$4.89 - $5.08 $102 - $106	21 Added 0.31%	6,820 $34,000

Q4 2020 Feb 12, 2021	BUY	$4.86 - $5.06 $194 - $202	40 Added 0.59%	6,799 $33,000
Q3 2020 Nov 13, 2020	BUY	$4.63 - $5.09 $24,349 - $26,768	5,259 Added 350.6%	6,759 $33,000
Q2 2020 Aug 12, 2020	SELL	$3.88 - $4.8 $4,458 - $5,515	-1,149 Reduced 43.37%	1,500 $7,000
Q1 2020 May 12, 2020	BUY	$3.12 - $5.27 $8,264 - $13,960	2,649 New	2,649 $11,000

Others Institutions Holding HIO

# of Institutions

106

Shares Held

34M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

4.47M
Shares

$17 Million
0.0% of portfolio
Bramshill Investments, LLC Naples, FL

4.21M
Shares

$16.1 Million
1.96% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

3.96M
Shares

$15.1 Million
0.8% of portfolio
Capital Investment Advisors, LLC

3.16M
Shares

$12 Million
0.29% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.8M
Shares

$6.86 Million
0.03% of portfolio

About WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Ticker HIO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Income Opportunity Fund Inc. is a closed ended fixed-income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Western Asset Management Company and Western Asset Management Company Limited. The fund invests in the fixed income markets of the United States. It seeks to invest in high-...

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