Rockefeller Capital Management L.P. Western Asset High Yield Defined Opportunity Fund Inc. Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Mar 06, 2023	BUY	$11.34 - $12.48 $90 - $99	8 Added 3.45%	240 $3,000
Q3 2022 Nov 02, 2022	BUY	$11.21 - $12.89 $56 - $64	5 Added 2.2%	232 $2,000
Q2 2022 Aug 12, 2022	BUY	$11.7 - $14.07 $58 - $70	5 Added 2.25%	227 $2,000
Q1 2022 May 13, 2022	BUY	$13.37 - $15.77 $40 - $47	3 Added 1.37%	222 $3,000
Q4 2021 Feb 14, 2022	SELL	$14.95 - $16.45 $13,469 - $14,821	-901 Reduced 80.45%	219 $3,000
Q3 2021 Nov 12, 2021	BUY	$15.48 - $15.99 $139 - $143	9 Added 0.81%	1,120 $17,000
Q2 2021 Aug 10, 2021	BUY	$15.25 - $15.69 $16,942 - $17,431	1,111 New	1,111 $17,000

Others Institutions Holding HYI

# of Institutions

51

Shares Held

6.01M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.49M
Shares

$17.9 Million
0.41% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

882K
Shares

$10.6 Million
0.65% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

498K
Shares

$5.98 Million
0.01% of portfolio
Guggenheim Capital LLC Chicago, IL

380K
Shares

$4.57 Million
0.03% of portfolio
Wells Fargo & Company San Francisco, CA

348K
Shares

$4.17 Million
0.0% of portfolio

About Western Asset High Yield Defined Opportunity Fund Inc.

Ticker HYI
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Yield Defined Opportunity Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. The fund is co-managed by Western Asset Management Company, Western Asset Management Company Pte. Ltd., Western Asset Management Company Ltd and Western Asset Management Company Limited....

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