Rockefeller Capital Management L.P. Nuveen Mortgage & Income Fund Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 02, 2022	SELL	$15.92 - $17.37 $780 - $851	-49 Reduced 2.92%	1,631 $26,000
Q2 2022 Aug 12, 2022	BUY	$16.2 - $18.43 $793 - $903	49 Added 3.0%	1,680 $27,000
Q4 2021 Feb 14, 2022	SELL	$20.6 - $21.35 $62,747 - $65,032	-3,046 Reduced 65.13%	1,631 $34,000
Q3 2021 Nov 12, 2021	BUY	$20.55 - $21.4 $20 - $21	1 Added 0.02%	4,677 $97,000
Q2 2021 Aug 10, 2021	SELL	$20.64 - $21.3 $2,621 - $2,705	-127 Reduced 2.64%	4,676 $97,000
Q1 2021 May 11, 2021	SELL	$19.56 - $20.75 $42,288 - $44,861	-2,162 Reduced 31.04%	4,803 $99,000
Q4 2020 Feb 12, 2021	SELL	$18.25 - $19.79 $68,291 - $74,054	-3,742 Reduced 34.95%	6,965 $137,000
Q3 2020 Nov 13, 2020	SELL	$18.42 - $19.8 $18 - $19	-1 Reduced 0.01%	10,707 $202,000
Q1 2020 May 12, 2020	BUY	$14.72 - $22.92 $6,211 - $9,672	422 Added 4.1%	10,708 $176,000
Q4 2019 Feb 07, 2020	BUY	$21.81 - $23.04 $178,645 - $188,720	8,191 Added 390.98%	10,286 $226,000
Q3 2019 Nov 12, 2019	BUY	$22.94 - $23.27 $48,059 - $48,750	2,095 New	2,095 $48,000

Others Institutions Holding JLS

# of Institutions

36

Shares Held

2.81M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.58M
Shares

$28.4 Million
0.65% of portfolio
Private Client Services, LLC Louisville, KY

134K
Shares

$2.42 Million
1.33% of portfolio
Advisors Asset Management, Inc. Monument, CO

103K
Shares

$1.85 Million
0.04% of portfolio
Morgan Stanley New York, NY

101K
Shares

$1.82 Million
0.0% of portfolio
Envestnet Asset Management Inc

88.9K
Shares

$1.6 Million
0.0% of portfolio

About Nuveen Mortgage & Income Fund

Ticker JLS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Mortgage and Income Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC, Nuveen Asset Management, LLC, and Wellington Management Company LLP. It invests in the fixed income markets of the United States. The fund invests in undervalued mortgage-backed secur...

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