Rockefeller Capital Management L.P. Nuveen Preferred & Income Securities Fund Transaction History

Rockefeller Capital Management L.P.

$34.7 Billion
Q2 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	BUY	$6.1 - $6.56 $137,689 - $148,072	22,572 Added 96.37%	45,995 $283,000
Q2 2023 Aug 14, 2023	SELL	$6.05 - $6.55 $3.37 Million - $3.65 Million	-556,743 Reduced 95.96%	23,423 $149,000
Q1 2023 May 17, 2023	BUY	$5.88 - $7.67 $286,844 - $374,165	48,783 Added 9.18%	580,166 $3.75 Million
Q4 2022 Mar 06, 2023	SELL	$6.41 - $7.21 $198,895 - $223,719	-31,029 Reduced 5.52%	531,383 $3.61 Million
Q3 2022 Nov 02, 2022	BUY	$6.5 - $7.93 $800,637 - $976,777	123,175 Added 28.04%	562,412 $3.7 Million
Q2 2022 Aug 12, 2022	BUY	$7.0 - $8.6 $2.53 Million - $3.11 Million	361,426 Added 464.49%	439,237 $3.19 Million
Q1 2022 May 13, 2022	BUY	$7.88 - $9.73 $31 - $38	4 Added 0.01%	77,811 $653,000
Q4 2021 Feb 14, 2022	BUY	$9.23 - $9.94 $22,585 - $24,323	2,447 Added 3.25%	77,807 $756,000
Q3 2021 Nov 12, 2021	BUY	$9.79 - $10.06 $94,874 - $97,491	9,691 Added 14.76%	75,360 $738,000
Q1 2021 May 11, 2021	SELL	$9.13 - $9.72 $96,869 - $103,129	-10,610 Reduced 13.91%	65,669 $638,000
Q4 2020 Feb 12, 2021	BUY	$8.69 - $9.73 $11,575 - $12,960	1,332 Added 1.78%	76,279 $742,000
Q3 2020 Nov 13, 2020	BUY	$8.43 - $9.23 $442,760 - $484,778	52,522 Added 234.21%	74,947 $660,000
Q2 2020 Aug 12, 2020	BUY	$6.61 - $8.96 $1,335 - $1,809	202 Added 0.91%	22,425 $189,000
Q1 2020 May 12, 2020	BUY	$4.92 - $10.44 $89,785 - $190,519	18,249 Added 459.21%	22,223 $161,000
Q4 2019 Feb 07, 2020	BUY	$9.89 - $10.3 $18,830 - $19,611	1,904 Added 91.98%	3,974 $40,000
Q3 2019 Nov 12, 2019	BUY	$9.45 - $9.97 $19,561 - $20,637	2,070 New	2,070 $20,000

Others Institutions Holding JPS

# of Institutions

15

Shares Held

728K

Call Options Held

0

Put Options Held

0

About Nuveen Preferred & Income Securities Fund

Ticker JPS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Preferred Securities Income Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Spectrum Asset Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade preferred debt securities, conve...

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