Rockefeller Capital Management L.P. Virtus Allianz Gi Equity & Convertible Income Fund Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Mar 06, 2023	SELL	$18.17 - $22.0 $9,648 - $11,682	-531 Reduced 49.91%	533 $9,000
Q3 2022 Nov 02, 2022	SELL	$20.31 - $24.3 $12,246 - $14,652	-603 Reduced 36.17%	1,064 $21,000
Q2 2022 Aug 12, 2022	SELL	$20.03 - $27.23 $2,623 - $3,567	-131 Reduced 7.29%	1,667 $34,000
Q4 2021 Feb 14, 2022	SELL	$29.02 - $32.04 $5,833 - $6,440	-201 Reduced 10.06%	1,798 $54,000
Q3 2021 Nov 12, 2021	SELL	$29.41 - $30.85 $6,029 - $6,324	-205 Reduced 9.3%	1,999 $58,000
Q1 2021 May 11, 2021	BUY	$26.97 - $29.83 $59,441 - $65,745	2,204 New	2,204 $61,000

Others Institutions Holding NIE

# of Institutions

86

Shares Held

7.25M

Call Options Held

0

Put Options Held

0

Wells Fargo & Company San Francisco, CA

1.04M
Shares

$25.3 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

954K
Shares

$23.2 Million
0.42% of portfolio
Morgan Stanley New York, NY

488K
Shares

$11.9 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

481K
Shares

$11.7 Million
0.08% of portfolio
Royal Bank Of Canada Toronto, A6

475K
Shares

$11.5 Million
0.0% of portfolio

About Virtus AllianzGI Equity & Convertible Income Fund

Ticker NIE
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Virtus Equity & Convertible Income Fund is a closed ended equity mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Allianz Global Investors U.S. LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sect...

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