Rockefeller Capital Management L.P. Nuveen Enhanced Yield 1 5 Year Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Mar 06, 2023	BUY	$22.33 - $22.91 $468 - $481	21 Added 0.95%	2,221 $50,000
Q3 2022 Nov 02, 2022	BUY	$22.52 - $23.52 $49,544 - $51,744	2,200 New	2,200 $49,000

Others Institutions Holding NUSA

# of Institutions

25

Shares Held

705K

Call Options Held

0

Put Options Held

0

Envestnet Portfolio Solutions, Inc. Berwyn, PA

127K
Shares

$2.93 Million
0.01% of portfolio
Cambridge Investment Research Advisors, Inc.

88.3K
Shares

$2.03 Million
0.01% of portfolio
Jane Street Group, LLC New York, NY

73K
Shares

$1.68 Million
0.0% of portfolio
Morgan Stanley New York, NY

71.7K
Shares

$1.65 Million
0.0% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

63.8K
Shares

$1.47 Million
0.0% of portfolio

About NUVEEN ENHANCED YIELD 1-5 YEAR

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