Rockefeller Capital Management L.P. Flaherty & Crumrine Preferred & Income Fund Inc Transaction History

Rockefeller Capital Management L.P.

$36 Billion
Q4 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 02, 2022	SELL	$10.48 - $13.28 $8,970 - $11,367	-856 Reduced 22.2%	3,000 $31,000
Q2 2022 Aug 12, 2022	BUY	$11.8 - $14.05 $16,000 - $19,051	1,356 Added 54.24%	3,856 $48,000
Q3 2020 Nov 13, 2020	SELL	$14.08 - $16.81 $1,408 - $1,680	-100 Reduced 3.85%	2,500 $41,000
Q1 2020 May 12, 2020	BUY	$8.11 - $17.4 $21,086 - $45,239	2,600 New	2,600 $31,000

Others Institutions Holding PFD

# of Institutions

53

Shares Held

2.97M

Call Options Held

0

Put Options Held

0

Cibc Private Wealth Group, LLC

441K
Shares

$5.04 Million
0.01% of portfolio
Sit Investment Associates Inc Minneapolis, MN

355K
Shares

$4.05 Million
0.09% of portfolio
Morgan Stanley New York, NY

238K
Shares

$2.72 Million
0.0% of portfolio
Raymond James Financial Inc St. Petersburg, FL

181K
Shares

$2.07 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

161K
Shares

$1.84 Million
0.0% of portfolio

About FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Ticker PFD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Preferred Income Fund Inc. is a closed ended equity mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity markets of the United States. It invests in the stocks of companies operating in the financials sector. The fund primarily invests in preferred securities. It ...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Rockefeller Capital Management L.P., based on Form 13F filings with the SEC.

News

Stay updated on Rockefeller Capital Management L.P. with notifications on news.