Rockefeller Capital Management L.P. Pimco High Income Fund Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	SELL	$4.16 - $4.99 $106,258 - $127,459	-25,543 Reduced 29.21%	61,890 $308,000
Q3 2023 Nov 14, 2023	BUY	$4.42 - $5.13 $7,182 - $8,336	1,625 Added 1.89%	87,433 $386,000
Q2 2023 Aug 14, 2023	BUY	$4.64 - $5.0 $7,628 - $8,220	1,644 Added 1.95%	85,808 $429,000
Q1 2023 May 17, 2023	SELL	$4.71 - $5.35 $564,418 - $641,111	-119,834 Reduced 58.74%	84,164 $401,000
Q4 2022 Mar 06, 2023	SELL	$4.58 - $5.05 $134,024 - $147,778	-29,263 Reduced 12.55%	203,998 $964,000
Q3 2022 Nov 02, 2022	BUY	$4.64 - $5.37 $16,026 - $18,547	3,454 Added 1.5%	233,261 $1.08 Million
Q2 2022 Aug 12, 2022	BUY	$4.9 - $6.0 $1.13 Million - $1.38 Million	229,807 New	229,807 $1.19 Million
Q1 2022 May 13, 2022	SELL	$5.42 - $6.32 $32,520 - $37,920	-6,000 Closed	0 $0
Q2 2021 Aug 10, 2021	SELL	$6.58 - $7.06 $68,826 - $73,847	-10,460 Reduced 63.55%	6,000 $41,000
Q1 2021 May 11, 2021	SELL	$6.03 - $6.74 $6,283 - $7,023	-1,042 Reduced 5.95%	16,460 $110,000
Q4 2020 Feb 12, 2021	SELL	$5.26 - $6.19 $56,550 - $66,548	-10,751 Reduced 38.05%	17,502 $105,000
Q1 2020 May 12, 2020	BUY	$4.0 - $7.7 $113,012 - $217,548	28,253 New	28,253 $138,000

Others Institutions Holding PHK

# of Institutions

116

Shares Held

18.3M

Call Options Held

0

Put Options Held

0

Rivernorth Capital Management, LLC West Palm Beach, FL

4.88M
Shares

$23.8 Million
1.35% of portfolio
Bank Of America Corp Charlotte, NC

1.21M
Shares

$5.88 Million
0.0% of portfolio
Invesco Ltd. Atlanta, GA

1.1M
Shares

$5.38 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

1.05M
Shares

$5.14 Million
0.0% of portfolio
Cohen & Steers, Inc. New York, NY

964K
Shares

$4.7 Million
0.01% of portfolio

About PIMCO HIGH INCOME FUND

Ticker PHK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PIMCO High Income Fund is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Pacific Investment Management Company LLC. It invests in the public fixed income markets across the globe. The fund invests in U.S. dollar denominated high-yield corporate debt obligati...

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