Rockefeller Capital Management L.P. Brookfield Real Assets Income Fund Inc. Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	BUY	$11.93 - $12.93 $212,628 - $230,451	17,823 New	17,823 $228,000
Q2 2023 Aug 14, 2023	BUY	$16.14 - $17.26 $136,302 - $145,760	8,445 New	8,445 $141,000
Q4 2022 Mar 06, 2023	BUY	$16.15 - $18.0 $8,074 - $9,000	500 Added 6.68%	7,984 $128,000
Q1 2022 May 13, 2022	SELL	$20.07 - $21.83 $461 - $502	-23 Reduced 0.31%	7,484 $155,000
Q3 2021 Nov 12, 2021	BUY	$20.91 - $22.6 $480 - $519	23 Added 0.31%	7,507 $156,000
Q4 2020 Feb 12, 2021	BUY	$15.89 - $18.37 $40,678 - $47,027	2,560 Added 51.99%	7,484 $133,000
Q2 2020 Aug 12, 2020	BUY	$13.35 - $17.57 $4,098 - $5,393	307 Added 6.65%	4,924 $82,000
Q1 2020 May 12, 2020	BUY	$10.98 - $22.59 $2,459 - $5,060	224 Added 5.1%	4,617 $68,000
Q4 2019 Feb 07, 2020	BUY	$21.3 - $22.98 $93,570 - $100,951	4,393 New	4,393 $94,000

Others Institutions Holding RA

# of Institutions

108

Shares Held

15.3M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

4.63M
Shares

$61.6 Million
0.0% of portfolio
Landscape Capital Management, L.L.C.

1.22M
Shares

$16.3 Million
1.88% of portfolio
Saba Capital Management, L.P. New York, NY

1.18M
Shares

$15.7 Million
0.34% of portfolio
Pathstone Holdings, LLC Englewood, NJ

847K
Shares

$11.3 Million
0.05% of portfolio
Aqr Arbitrage LLC Greenwich, CT

781K
Shares

$10.4 Million
0.51% of portfolio

About Brookfield Real Assets Income Fund Inc.

Ticker RA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Brookfield Real Assets Income Fund Inc. is a closed ended fixed income mutual fund launched and managed by Brookfield Investment Management Inc. The fund is co-managed by Schroder Investment Management North America Inc. It invests in fixed income markets of the United States. The fund primarily invests in securities and other instruments of com...

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