Rockefeller Capital Management L.P. B. Riley Financial, Inc. Transaction History

Rockefeller Capital Management L.P.

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2023 May 17, 2023	BUY	$26.96 - $46.57 $53,839 - $93,000	1,997 Added 24.95%	10,000 $283,000
Q3 2022 Nov 02, 2022	BUY	$24.81 - $53.9 $74 - $161	3 Added 0.04%	8,003 $356,000
Q2 2022 Aug 12, 2022	BUY	$42.25 - $70.05 $126,750 - $210,150	3,000 Added 60.0%	8,000 $338,000
Q1 2022 May 13, 2022	BUY	$55.73 - $87.27 $278,650 - $436,350	5,000 New	5,000 $349,000

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $140M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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