Rockefeller Capital Management L.P. Boulder Growth & Income Fund Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Mar 06, 2023	BUY	$10.8 - $13.32 $313 - $386	29 Added 0.99%	2,967 $37,000
Q3 2022 Nov 02, 2022	SELL	$10.86 - $13.15 $6,070 - $7,350	-559 Reduced 15.99%	2,938 $31,000
Q2 2022 Aug 12, 2022	BUY	$11.41 - $14.75 $39,900 - $51,580	3,497 New	3,497 $41,000
Q3 2021 Nov 12, 2021	SELL	$13.11 - $14.09 $34,033 - $36,577	-2,596 Closed	0 $0
Q2 2021 Aug 10, 2021	BUY	$12.63 - $13.82 $252 - $276	20 Added 0.78%	2,596 $35,000
Q1 2021 May 11, 2021	BUY	$10.98 - $12.58 $252 - $289	23 Added 0.9%	2,576 $32,000
Q4 2020 Feb 12, 2021	BUY	$9.5 - $11.19 $266 - $313	28 Added 1.11%	2,553 $28,000
Q3 2020 Nov 13, 2020	BUY	$9.42 - $10.42 $235 - $260	25 Added 1.0%	2,525 $25,000
Q2 2020 Aug 12, 2020	BUY	$8.72 - $10.39 $21,800 - $25,975	2,500 New	2,500 $24,000
Q3 2019 Nov 12, 2019	SELL	$10.54 - $11.34 $163,148 - $175,531	-15,479 Closed	0 $0
Q2 2019 Aug 09, 2019	BUY	$10.53 - $11.24 $1,484 - $1,584	141 Added 0.92%	15,479 $174,000
Q1 2019 May 10, 2019	BUY	$10.1 - $10.93 $154,913 - $167,644	15,338 New	15,338 $165,000

Others Institutions Holding STEW

# of Institutions

125

Shares Held

16M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.73M
Shares

$45.7 Million
0.0% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

1.22M
Shares

$20.5 Million
9.75% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.2M
Shares

$20.1 Million
0.09% of portfolio
Jp Wealth Management, Inc. Mt. Pleasant, SC

926K
Shares

$15.5 Million
10.9% of portfolio
1607 Capital Partners, LLC Richmond, VA

788K
Shares

$13.2 Million
1.14% of portfolio

About BOULDER GROWTH & INCOME FUND

Ticker STEW
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
SRH Total Return Fund, Inc. is a closed-ended balanced mutual fund launched and managed by Boulder Investment Advisers, L.L.C. It is co-managed by Stewart West Indies Trading Co Ltd. and Rocky Mountain Advisers, Llc. The fund invests in public equity and fixed income markets across the globe. It seeks to invest in securities of companies operati...

More about STEW

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Rockefeller Capital Management L.P., based on Form 13F filings with the SEC.

News

Stay updated on Rockefeller Capital Management L.P. with notifications on news.