Rockefeller Capital Management L.P. Tri Continental Corp Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	BUY	$25.91 - $27.42 $151,988 - $160,845	5,866 New	5,866 $160,000
Q4 2022 Mar 06, 2023	BUY	$25.53 - $28.24 $76,590 - $84,720	3,000 Added 138.89%	5,160 $132,000
Q3 2022 Nov 02, 2022	SELL	$25.56 - $29.75 $4,115 - $4,789	-161 Reduced 6.94%	2,160 $55,000
Q2 2022 Aug 12, 2022	BUY	$25.42 - $31.36 $4,092 - $5,048	161 Added 7.45%	2,321 $60,000
Q1 2022 May 13, 2022	BUY	$29.13 - $33.21 $58,260 - $66,420	2,000 Added 1250.0%	2,160 $66,000
Q4 2021 Feb 14, 2022	BUY	$31.75 - $35.68 $5,080 - $5,708	160 New	160 $5,000
Q3 2021 Nov 12, 2021	SELL	$33.3 - $35.12 $0 - $0	0 Closed	0 $0
Q2 2021 Aug 10, 2021	SELL	$32.66 - $34.91 $37,918 - $40,530	-1,161 Closed	0 $0
Q1 2021 May 11, 2021	BUY	$29.09 - $32.43 $261 - $291	9 Added 0.78%	1,161 $37,000
Q4 2020 Feb 12, 2021	BUY	$25.32 - $29.71 $607 - $713	24 Added 2.13%	1,152 $33,000
Q3 2020 Nov 13, 2020	BUY	$24.8 - $27.31 $272 - $300	11 Added 0.98%	1,128 $29,000
Q2 2020 Aug 12, 2020	BUY	$19.85 - $26.44 $22,172 - $29,533	1,117 New	1,117 $28,000

Others Institutions Holding TY

# of Institutions

145

Shares Held

7.39M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

540K
Shares

$17.1 Million
0.0% of portfolio
Bard Financial Services, Inc.

487K
Shares

$15.4 Million
1.91% of portfolio
Lazard Asset Management LLC New York, NY

450K
Shares

$14.2 Million
0.02% of portfolio
Allspring Global Investments Holdings, LLC

442K
Shares

$14 Million
0.02% of portfolio
Blue Bell Private Wealth Management, LLC

413K
Shares

$13 Million
2.72% of portfolio

About TRI-CONTINENTAL CORP

Ticker TY
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Tri-Continental Corporation is a closed ended equity mutual fund launched and managed by Columbia Management Investment Advisers, LLC. It primarily invests in the public equity markets of the United States. The fund invests in stocks of companies that operate across diversified sectors. It seeks to invest in stocks of large-cap companies. The fu...

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