Rockefeller Capital Management L.P. Closed Holding Positions

Rockefeller Capital Management L.P.

  • $36.3 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Kensington Capital Acquisiti
Q4 2021 Filed on Feb 14, 2022
1,625
N/A
Kraton Corp
Q4 2021 Filed on Feb 14, 2022
23
N/A
Live Oak Acquisition Corp Ii
Q4 2021 Filed on Feb 14, 2022
4,000
N/A
LOVE
Lovesac CO

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
24
$58.77 - $85.1 $1.41K - $2.04K
NVEC
Nve Corp

Technology
Q4 2021 Filed on Feb 14, 2022
7
$63.24 - $74.57 $443 - $522
NBN
Northeast Bk Lewiston Me Com

Financial Services
Q4 2021 Filed on Feb 14, 2022
52
$32.2 - $37.06 $1.67K - $1.93K
OPRT
Oportun Financial Corp

Financial Services
Q4 2021 Filed on Feb 14, 2022
40
$19.46 - $27.74 $778 - $1.11K
PTN
Palatin Technologies Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,000
$0.34 - $0.86 $680 - $1.72K
PFSI
Penny Mac Financial Services, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
75
$61.32 - $70.57 $4.6K - $5.29K
RM
Regional Management Corp.

Financial Services
Q4 2021 Filed on Feb 14, 2022
17
$50.72 - $62.75 $862 - $1.07K
Rivernorth Doubleline Strate
Q4 2021 Filed on Feb 14, 2022
6,501
N/A
GAL
Ssga Active ETF Tr

ETFs
Q4 2021 Filed on Feb 14, 2022
1,397
$45.55 - $47.88 $63.6K - $66.9K
Soc Telemed Inc
Q4 2021 Filed on Feb 14, 2022
5,000
N/A
SMFR
Sema4 Holdings Corp.

Healthcare
Q4 2021 Filed on Feb 14, 2022
25,890
$4.4 - $8.8 $114K - $228K
SMFRW
Sema4 Hldgs Corp Wt Exp 07/22/
Q4 2021 Filed on Feb 14, 2022
8,629
N/A
PIXY
Shift Pixy, Inc.

Industrials
Q4 2021 Filed on Feb 14, 2022
3,000
$0.65 - $1.75 $1.95K - $5.25K
SOI
Solaris Oilfield Infrastructure, Inc.

Energy
Q4 2021 Filed on Feb 14, 2022
249
$6.36 - $8.52 $1.58K - $2.12K
Spirit Of Tex Bancshares Inc
Q4 2021 Filed on Feb 14, 2022
50
N/A
TIPT
Tiptree Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
93
$10.19 - $16.45 $948 - $1.53K
Vine Energy Inc
Q4 2021 Filed on Feb 14, 2022
78
N/A
WTI
W&T Offshore Inc

Energy
Q4 2021 Filed on Feb 14, 2022
318
$3.08 - $4.67 $979 - $1.49K
XOS
Xos, Inc.

Industrials
Q4 2021 Filed on Feb 14, 2022
900
$2.83 - $5.41 $2.55K - $4.87K
Zix Corp
Q4 2021 Filed on Feb 14, 2022
2,200
N/A
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 12, 2021
13,253
N/A
General Electric CO
Q3 2021 Filed on Nov 12, 2021
693,326
N/A
Orbcomm Inc
Q3 2021 Filed on Nov 12, 2021
2,450,846
N/A
L Brands Inc
Q3 2021 Filed on Nov 12, 2021
795
N/A
Assertio Therapeutics Inc
Q3 2021 Filed on Nov 12, 2021
4,000
N/A
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 12, 2021
2,446
N/A
Pra Health Sciences Inc
Q3 2021 Filed on Nov 12, 2021
111
N/A
Proofpoint Inc
Q3 2021 Filed on Nov 12, 2021
2,804
N/A
USCR
U.S. Concrete, Inc.

Basic Materials
Q3 2021 Filed on Nov 12, 2021
310
N/A
Ag Mtg Invt Tr Inc
Q3 2021 Filed on Nov 12, 2021
138
N/A
Ishares Tr
Q3 2021 Filed on Nov 12, 2021
12,284
N/A
Momo Inc
Q3 2021 Filed on Nov 12, 2021
31,374
N/A
NGS
Natural Gas Services Group Inc

Energy
Q3 2021 Filed on Nov 12, 2021
850
$9.02 - $10.75 $7.67K - $9.14K
Sykes Enterprises Inc
Q3 2021 Filed on Nov 12, 2021
444
N/A
CTG
Computer Task Group Inc

Technology
Q3 2021 Filed on Nov 12, 2021
45,285
$7.86 - $9.66 $356K - $437K
CGA
China Green Agriculture, Inc.

Basic Materials
Q3 2021 Filed on Nov 12, 2021
100
$7.66 - $11.28 $766 - $1.13K
Translate Bio Inc
Q3 2021 Filed on Nov 12, 2021
1,211
N/A
Brookfield Ppty Reit Inc
Q3 2021 Filed on Nov 12, 2021
456
N/A
Knoll Inc
Q3 2021 Filed on Nov 12, 2021
126
N/A
Slack Technologies Inc
Q3 2021 Filed on Nov 12, 2021
147,761
N/A
Brookfield Property Partrs L
Q3 2021 Filed on Nov 12, 2021
4,512
N/A
AG
First Majestic Silver Corp

Basic Materials
Q3 2021 Filed on Nov 12, 2021
450
$11.07 - $15.65 $4.98K - $7.04K
GRX
Gabelli Healthcare & Wellness Rx Trust

Financial Services
Q3 2021 Filed on Nov 12, 2021
57
$13.11 - $14.07 $747 - $802
Grace W R & CO Del New
Q3 2021 Filed on Nov 12, 2021
54
N/A
Navistar Intl Corp New
Q3 2021 Filed on Nov 12, 2021
1,000
N/A
SINT
Sintx Technologies, Inc.

Healthcare
Q3 2021 Filed on Nov 12, 2021
8,000
$1.24 - $1.76 $9.92K - $14.1K
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