Rothschild Investment Corp Portfolio Holdings by Sector
Rothschild Investment Corp
- $1.19 Billion
- Q3 2023
| Industry | Value | Buys | Sells | New Positions | Closed Positions | Options |
|---|---|---|---|---|---|---|
|
ETFs | ETFs
PRF VIG SPY FYLD JEPI SYLD IWF VOO 65 stocks |
$139,527
13.31% of portfolio
|
28
|
23
|
3
|
- |
0
Calls
0
Puts
|
|
Drug Manufacturers—General | Healthcare
ABBV AMGN JNJ MRK PFE LLY BMY NVS 10 stocks |
$77,684
7.41% of portfolio
|
6
|
4
|
- | - |
0
Calls
0
Puts
|
|
Consumer Electronics | Technology
AAPL 1 stocks |
$54,576
5.21% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Internet Content & Information | Communication Services
GOOGL GOOG META SNAP 4 stocks |
$49,625
4.73% of portfolio
|
3
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Semiconductors | Technology
NVDA QCOM AMD AVGO MRVL INTC MCHP WOLF 9 stocks |
$45,988
4.39% of portfolio
|
6
|
3
|
- | - |
0
Calls
0
Puts
|
|
Software—Infrastructure | Technology
MSFT PANW ORCL ADBE 4 stocks |
$45,617
4.35% of portfolio
|
1
|
3
|
- | - |
0
Calls
0
Puts
|
|
Asset Management | Financial Services
BX KKR RVT TROW APO ARCC IVZ BK 23 stocks |
$37,582
3.59% of portfolio
|
14
|
5
|
2
|
- |
0
Calls
0
Puts
|
|
Aerospace & Defense | Industrials
BA GD LMT RTX NOC SAFRY VVX 7 stocks |
$34,420
3.28% of portfolio
|
4
|
3
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Integrated | Energy
CVX XOM BP SHEL 4 stocks |
$33,927
3.24% of portfolio
|
3
|
1
|
- | - |
0
Calls
0
Puts
|
|
Insurance—Diversified | Financial Services
BRK-B AIG ORI BRK-A EQH 5 stocks |
$33,176
3.16% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
Discount Stores | Consumer Defensive
COST WMT TGT OLLI DLTR DG 6 stocks |
$29,227
2.79% of portfolio
|
4
|
2
|
- | - |
0
Calls
0
Puts
|
|
Banks—Diversified | Financial Services
JPM BAC WFC 3 stocks |
$28,876
2.75% of portfolio
|
1
|
2
|
- | - |
0
Calls
0
Puts
|
|
Specialty Industrial Machinery | Industrials
ITW EMR CMI GE PH ETN OTIS 7 stocks |
$21,210
2.02% of portfolio
|
6
|
1
|
- | - |
0
Calls
0
Puts
|
|
Utilities—Regulated Electric | Utilities
DUK ED SO WEC PNW EXC NEE PPL 12 stocks |
$21,100
2.01% of portfolio
|
6
|
6
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas E&P | Energy
PXD COP DVN FANG CTRA EQT CNQ EOG 10 stocks |
$21,073
2.01% of portfolio
|
7
|
2
|
- | - |
0
Calls
0
Puts
|
|
Diagnostics & Research | Healthcare
TMO DHR 2 stocks |
$15,812
1.51% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Medical Devices | Healthcare
SYK ABT ZBH EW MDT GMED RBOT 7 stocks |
$15,574
1.49% of portfolio
|
4
|
3
|
- | - |
0
Calls
0
Puts
|
|
Railroads | Industrials
UNP CNI NSC 3 stocks |
$14,416
1.38% of portfolio
|
- |
3
|
- | - |
0
Calls
0
Puts
|
|
Software—Application | Technology
CRM SSNC UBER SNOW TTD 5 stocks |
$13,311
1.27% of portfolio
|
2
|
3
|
- | - |
0
Calls
0
Puts
|
|
Telecom Services | Communication Services
VZ DTEGY T CMCSA CHTR 5 stocks |
$12,889
1.23% of portfolio
|
2
|
3
|
- | - |
0
Calls
0
Puts
|
|
Communication Equipment | Technology
CSCO CIEN MSI ZBRA 4 stocks |
$12,629
1.2% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Internet Retail | Consumer Cyclical
AMZN 1 stocks |
$12,297
1.17% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Conglomerates | Industrials
HON MMM 2 stocks |
$12,133
1.16% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Banks—Regional | Financial Services
TFC FBAK PNC FITB PNFP OSBC USB ASB 11 stocks |
$11,392
1.09% of portfolio
|
2
|
5
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Midstream | Energy
EPD KMI OKE ENB MPLX WMB ET 7 stocks |
$11,366
1.08% of portfolio
|
4
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Credit Services | Financial Services
V AXP ALLY MA DFS PYPL 6 stocks |
$11,295
1.08% of portfolio
|
4
|
2
|
- | - |
0
Calls
0
Puts
|
|
Restaurants | Consumer Cyclical
MCD SBUX DPZ DRI 4 stocks |
$10,894
1.04% of portfolio
|
3
|
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Specialty | Real Estate
AMT DLR CCI EQIX 4 stocks |
$10,860
1.04% of portfolio
|
4
|
- | - | - |
0
Calls
0
Puts
|
|
Healthcare Plans | Healthcare
CVS UNH ELV 3 stocks |
$10,326
0.99% of portfolio
|
2
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Auto Manufacturers | Consumer Cyclical
F GM TSLA TM 4 stocks |
$10,017
0.96% of portfolio
|
3
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
REIT—Residential | Real Estate
INVH CPT MAA 3 stocks |
$8,888
0.85% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Entertainment | Communication Services
NFLX DIS WBD PARA 4 stocks |
$8,812
0.84% of portfolio
|
3
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Specialty Business Services | Industrials
GPN 1 stocks |
$7,646
0.73% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Lodging | Consumer Cyclical
HLT MAR 2 stocks |
$7,628
0.73% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Oil & Gas Refining & Marketing | Energy
PSX MPC VLO 3 stocks |
$7,471
0.71% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Industrial | Real Estate
PSA PLD 2 stocks |
$7,181
0.69% of portfolio
|
1
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Home Improvement Retail | Consumer Cyclical
HD LOW 2 stocks |
$7,019
0.67% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Specialty Chemicals | Basic Materials
LYB FUL ALB SHW DD LTHM 6 stocks |
$6,168
0.59% of portfolio
|
2
|
4
|
- | - |
0
Calls
0
Puts
|
|
Food Distribution | Consumer Defensive
SYY 1 stocks |
$5,904
0.56% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Farm & Heavy Construction Machinery | Industrials
DE CAT 2 stocks |
$5,679
0.54% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Household & Personal Products | Consumer Defensive
PG KMB CL NWL 4 stocks |
$5,632
0.54% of portfolio
|
2
|
2
|
- | - |
0
Calls
0
Puts
|
|
Steel | Basic Materials
NUE 1 stocks |
$5,605
0.53% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Integrated Freight & Logistics | Industrials
FDX UPS 2 stocks |
$5,452
0.52% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Tools & Accessories | Industrials
SWK 1 stocks |
$5,316
0.51% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Leisure | Consumer Cyclical
YETI CLUBQ 2 stocks |
$4,862
0.46% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Insurance—Life | Financial Services
MET 1 stocks |
$4,584
0.44% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Insurance Brokers | Financial Services
AON AJG 2 stocks |
$4,459
0.43% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Information Technology Services | Technology
IBM FIS ACN 3 stocks |
$3,921
0.37% of portfolio
|
3
|
- | - | - |
0
Calls
0
Puts
|
|
Biotechnology | Healthcare
NVO BMRN REGN CGEN DNA ALLO ATHA ADPT 10 stocks |
$3,706
0.35% of portfolio
|
5
|
2
|
1
|
- |
0
Calls
0
Puts
|
|
Packaged Foods | Consumer Defensive
KHC K CAG GIS LW 5 stocks |
$3,649
0.35% of portfolio
|
3
|
2
|
- | - |
0
Calls
0
Puts
|
|
Insurance—Property & Casualty | Financial Services
ALL CB 2 stocks |
$3,512
0.34% of portfolio
|
1
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Beverages—Non-Alcoholic | Consumer Defensive
PEP KO 2 stocks |
$3,503
0.33% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Capital Markets | Financial Services
GS SCHW MS LAZ 4 stocks |
$3,312
0.32% of portfolio
|
3
|
1
|
- | - |
0
Calls
0
Puts
|
|
Drug Manufacturers—Specialty & Generic | Healthcare
PCRX GTBIF PRGO TAK ZTS VTRS RLBD 7 stocks |
$3,303
0.32% of portfolio
|
3
|
3
|
2
|
- |
0
Calls
0
Puts
|
|
Electronic Components | Technology
TEL GLW OLED 3 stocks |
$3,050
0.29% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Footwear & Accessories | Consumer Cyclical
CAL NKE 2 stocks |
$2,936
0.28% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
REIT—Healthcare Facilities | Real Estate
VTR UHT GEO 3 stocks |
$2,831
0.27% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Semiconductor Equipment & Materials | Technology
COHU KLAC AMAT LRCX 4 stocks |
$2,630
0.25% of portfolio
|
3
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
REIT—Mortgage | Real Estate
STWD BXMT NRZ 3 stocks |
$2,588
0.25% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Tobacco | Consumer Defensive
PM MO VGR 3 stocks |
$2,500
0.24% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Engineering & Construction | Industrials
KBR FLR 2 stocks |
$2,473
0.24% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Chemicals | Basic Materials
DOW HUN 2 stocks |
$2,431
0.23% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Financial Data & Stock Exchanges | Financial Services
CBOE CME 2 stocks |
$2,088
0.2% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Grocery Stores | Consumer Defensive
ACI KR 2 stocks |
$1,970
0.19% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Farm Products | Consumer Defensive
BG 1 stocks |
$1,903
0.18% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Medical Instruments & Supplies | Healthcare
BAX ISRG BDX 3 stocks |
$1,700
0.16% of portfolio
|
2
|
1
|
- | - |
0
Calls
0
Puts
|
|
Utilities—Renewable | Utilities
CEG 1 stocks |
$1,688
0.16% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Medical Care Facilities | Healthcare
DVA AMN 2 stocks |
$1,623
0.15% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Waste Management | Industrials
WM 1 stocks |
$1,513
0.14% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Copper | Basic Materials
FCX 1 stocks |
$1,488
0.14% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Rental & Leasing Services | Industrials
URI WSC 2 stocks |
$1,467
0.14% of portfolio
|
- |
2
|
- | - |
0
Calls
0
Puts
|
|
Paper & Paper Products | Basic Materials
MATV 1 stocks |
$1,340
0.13% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Utilities—Regulated Gas | Utilities
NI 1 stocks |
$1,209
0.12% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Specialty Retail | Consumer Cyclical
ASO TSCO CHPT 3 stocks |
$1,112
0.11% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Oil & Gas Equipment & Services | Energy
HAL SLB 2 stocks |
$945
0.09% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Resorts & Casinos | Consumer Cyclical
MGM 1 stocks |
$921
0.09% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Pharmaceutical Retailers | Healthcare
WBA 1 stocks |
$913
0.09% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Building Products & Equipment | Industrials
OC CARR 2 stocks |
$884
0.08% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Utilities—Regulated Water | Utilities
WTRG 1 stocks |
$775
0.07% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Confectioners | Consumer Defensive
MDLZ HSY 2 stocks |
$729
0.07% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Apparel Retail | Consumer Cyclical
BOOT TLYS 2 stocks |
$728
0.07% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Utilities—Diversified | Utilities
AES SRE 2 stocks |
$661
0.06% of portfolio
|
2
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Closed-End Fund - Equity | ETFs
VTI 1 stocks |
$656
0.06% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Auto Parts | Consumer Cyclical
BWA ALV 2 stocks |
$643
0.06% of portfolio
|
1
|
1
|
- | - |
0
Calls
0
Puts
|
|
Computer Hardware | Technology
STX DM 2 stocks |
$642
0.06% of portfolio
|
2
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Building Materials | Basic Materials
TGLS 1 stocks |
$602
0.06% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Electronic Gaming & Multimedia | Communication Services
ATVI EA 2 stocks |
$599
0.06% of portfolio
|
2
|
- | - | - |
0
Calls
0
Puts
|
|
Apparel Manufacturing | Consumer Cyclical
GOOS HBI 2 stocks |
$577
0.06% of portfolio
|
1
|
1
|
1
|
- |
0
Calls
0
Puts
|
|
Other Industrial Metals & Mining | Basic Materials
RIO 1 stocks |
$499
0.05% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Packaging & Containers | Consumer Cyclical
AMCR IP 2 stocks |
$479
0.05% of portfolio
|
2
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Luxury Goods | Consumer Cyclical
TPR 1 stocks |
$477
0.05% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Electrical Equipment & Parts | Industrials
ENVX 1 stocks |
$451
0.04% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Oil & Gas Drilling | Energy
PTEN 1 stocks |
$447
0.04% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Broadcasting | Communication Services
TGNA 1 stocks |
$402
0.04% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
REIT—Retail | Real Estate
SPG 1 stocks |
$368
0.04% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Staffing & Employment Services | Industrials
ADP 1 stocks |
$334
0.03% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
$323
0.03% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
|
Education & Training Services | Consumer Defensive
UTI 1 stocks |
$319
0.03% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Closed-End Fund - Foreign | ETFs
EEM 1 stocks |
$285
0.03% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Agricultural Inputs | Basic Materials
CTVA 1 stocks |
$276
0.03% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Gold | Basic Materials
GOLD 1 stocks |
$228
0.02% of portfolio
|
- |
1
|
- | - |
0
Calls
0
Puts
|
|
Trucking | Industrials
ODFL 1 stocks |
$209
0.02% of portfolio
|
1
|
- |
1
|
- |
0
Calls
0
Puts
|
|
Mortgage Finance | Financial Services
UWMC 1 stocks |
$208
0.02% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|
|
Travel Services | Consumer Cyclical
CCL 1 stocks |
$156
0.01% of portfolio
|
1
|
- | - | - |
0
Calls
0
Puts
|
|
Scientific & Technical Instruments | Technology
FLXT 1 stocks |
$0
0.0% of portfolio
|
- | - | - | - |
0
Calls
0
Puts
|