Round Rock Advisors, LLC Portfolio Holdings

Round Rock Advisors, LLC

$604 Million
Q3 2025

Round Rock Advisors, LLC has filed its 13F form on November 14, 2025 for Q3 2025 where it was disclosed a total value porftolio of $604 Million distributed in 327 stocks.

Among their holdings, we can observe that their the top five positions include companies like: Invesco Qqq Trust, Series 1 with a value of $48.4M, Jp Morgan ETF Tr Ultra Short I with a value of $44.6M, Vanguard Whitehall Fds (Vangua with a value of $42.7M, Vaneck ETF Tr Semiconductor Et with a value of $29.4M, and Ishares Core S&P Sm Cap ETF with a value of $28.3M.

Examining the 13F form we can see an increase of $29.9M in the current position value, from $574M to 604M.

Below you can find more details about Round Rock Advisors, LLC portfolio as well as his latest detailed transactions.

Portfolio value $604 Million

ETFs: $371 Million

Technology: $66.5 Million

Financial Services: $41.6 Million

Industrials: $26.1 Million

Healthcare: $24.8 Million

Consumer Cyclical: $23.4 Million

Communication Services: $18.9 Million

Energy: $12 Million

Other: $18.8 Million

Stock Holdings Table ETFs Only

Stock	Market Cap.	Holding Value (Reported)	# of Shares.	Last Trade
QQQ Invesco Qqq Trust, Series 1 ETFs	$0	$48.4 Million 8.02% of portfolio	80,588	Q3 2025 Added 3.26%
JPST Jp Morgan ETF Tr Ultra Short I ETFs	$0	$44.6 Million 7.39% of portfolio	879,756	Q3 2025 Reduced 25.63%
VYM Vanguard Whitehall Fds (Vangua ETFs	$0	$42.7 Million 7.08% of portfolio	303,037	Q3 2025 Added 2.11%
SMH Vaneck ETF Tr Semiconductor Et ETFs	$0	$29.4 Million 4.86% of portfolio	89,946	Q3 2025 Added 0.1%
IJR Ishares Core S&P Sm Cap ETF ETFs	$0	$28.3 Million 4.69% of portfolio	238,195	Q3 2025 Added 5.76%
VO Vanguard Mid Cap ETF ETFs	$0	$27.5 Million 4.56% of portfolio	93,639	Q3 2025 Added 5.37%
XLI Industrial Sector Spdr ETFs	$0	$16.9 Million 2.8% of portfolio	109,708	Q3 2025 Added 1.27%
DVY Ishares Tr ETFs	$0	$15.4 Million 2.54% of portfolio	108,036	Q3 2025 Added 3.22%
XLV Select Sector Spdr Fund Health ETFs	$0	$13.9 Million 2.3% of portfolio	99,958	Q3 2025 Added 9.33%

RSP Invesco S&P 500 Equal Weight E ETFs	$0	$13.7 Million 2.26% of portfolio	71,961	Q3 2025 Reduced 3.9%
SPY Spdr S&P 500 ETF Trust ETFs	$0	$8.61 Million 1.43% of portfolio	12,918	Q3 2025 Added 22.49%
XLK Technology Sector Spdr ETFs	$0	$8.61 Million 1.43% of portfolio	30,547	Q3 2025 Reduced 1.49%
XLU Utilities Sector Spdr ETFs	$0	$4.95 Million 0.82% of portfolio	56,803	Q3 2025 Added 5.88%
USMV Ishares Msci Usa Min Vol Facto ETFs	$0	$4.57 Million 0.76% of portfolio	48,013	Q3 2025 Reduced 1.56%
IVW Ishares S&P 500 Growth ETF ETFs	$0	$3.76 Million 0.62% of portfolio	31,178	Q3 2025 Added 0.15%
QQQM Invesco Exchange Traded Fd Tr ETFs	$0	$3.42 Million 0.57% of portfolio	13,859	Q3 2025 Reduced 0.83%
XLE Energy Sector Spdr ETFs	$0	$2.79 Million 0.46% of portfolio	31,252	Q3 2025 Reduced 12.96%
IBDQ Ishares Ibonds Dec 2025 Term C ETFs	$0	$2.64 Million 0.44% of portfolio	104,780	Q3 2025 Reduced 2.87%

IBDR Ishares Tr Ibonds Dec 2026 Ter ETFs	$0	$2.61 Million 0.43% of portfolio	109,735	Q3 2025 Added 0.08%
JEPI J P Morgan Exchange Traded Fd ETFs	$0	$1.98 Million 0.33% of portfolio	34,593	Q3 2025 Reduced 1.59%
VGT Vanguard Information Technolog ETFs	$0	$2 Million 0.33% of portfolio	2,678	Q3 2025 Reduced 0.7%
IBDS Ishares Tr Ibonds Dec 2027 Ter ETFs	$0	$1.88 Million 0.31% of portfolio	77,203	Q3 2025 Added 0.12%
IVV Ishares Core S&P 500 ETF ETFs	$0	$1.74 Million 0.29% of portfolio	2,598	Q3 2025 Added 1.84%
VIG Vanguard Dividend Appreciation ETFs	$0	$1.71 Million 0.28% of portfolio	9,370	Q3 2025 Reduced 1.07%
VV Vanguard Large Cap ETF ETFs	$0	$1.56 Million 0.26% of portfolio	5,052	Q3 2025 Reduced 0.77%
VOO Vanguard Index Fds S&P 500 ETF ETFs	$0	$1.53 Million 0.25% of portfolio	2,498	Q3 2025 Added 2.34%
VCSH Vanguard Sht Term Corp Bd ETF ETFs	$0	$1.49 Million 0.25% of portfolio	18,641	Q3 2025 Added 0.54%
DIA Spdr Dow Jones Industrial Average ETF Trust ETFs	$0	$1.51 Million 0.25% of portfolio	3,249	Q1 2025 Added 0.15%
SUSA Ishares Tr Msci Usa Esg Select ETFs	$0	$1.17 Million 0.19% of portfolio	8,616	Q2 2025 Reduced 3.48%
EFAV Ishares Msci Eafe Min Vol Fact ETFs	$0	$1.12 Million 0.19% of portfolio	13,184	Q3 2025 Reduced 1.2%
JEPQ J P Morgan ETF Tr Nasdaq Equit ETFs	$0	$1.09 Million 0.18% of portfolio	18,945	Q3 2025 Added 4.67%
IWY Ishares Tr Russell 200 Growth ETFs	$0	$1.11 Million 0.18% of portfolio	4,047	Q3 2025 Added 0.37%
VBK Vanguard Small Cap Growth ETF ETFs	$0	$1.08 Million 0.18% of portfolio	3,621	Q2 2025 Reduced 16.78%
IJH Ishares Core S&P Mid Cap ETF ETFs	$0	$1.1 Million 0.18% of portfolio	16,831	Q3 2025 Reduced 1.44%
VTIP Vanguard Sht Trm Inflt Prot Fd ETFs	$0	$1.05 Million 0.17% of portfolio	20,829	Q3 2025 Added 1.43%
VTV Vanguard Value ETF ETFs	$0	$1.02 Million 0.17% of portfolio	5,486	Q3 2025 Added 12.88%
ICSH Blackrock Ultra Short Term Bon ETFs	$0	$996,000 0.17% of portfolio	19,629	Q3 2025 Added 24.23%
VIGI Vanguard Whitehall Fds Intl Di ETFs	$0	$923,000 0.15% of portfolio	10,307	Q3 2025 Reduced 0.33%
SPLV Invesco ETF Tr Ii S&P 500 Low ETFs	$0	$931,000 0.15% of portfolio	12,674	Q3 2025 Added 0.02%
IWP Ishares Russell Mid Cap Growth ETFs	$0	$915,000 0.15% of portfolio	6,429	Q3 2025 Reduced 0.99%
SCHD Schwab Strategic Tr Us Dividen ETFs	$0	$853,000 0.14% of portfolio	31,278	Q3 2025 Added 0.52%
SHYG Ishares 0 5 Year High Yield CO ETFs	$0	$825,000 0.14% of portfolio	19,058	Q3 2025 Reduced 0.07%
VCIT Vanguard Intermediate Term Cor ETFs	$0	$861,000 0.14% of portfolio	10,245	Q3 2025 Added 0.08%
IVOG Vanguard S&P Mid Cap 400 Growt ETFs	$0	$768,000 0.13% of portfolio	6,432	Q3 2025 Reduced 0.68%
VEA Vanguard Ftse Developed Market ETFs	$0	$744,000 0.12% of portfolio	12,421	Q3 2025 Reduced 0.3%
EEM Ishares Msci Emerging Markets ETFs	$0	$716,000 0.12% of portfolio	13,417	Q2 2025 Reduced 0.78%
DGRO Ishares Core Dividend Growth E ETFs	$0	$724,000 0.12% of portfolio	10,643	Q3 2025 Added 5.22%
MDY Spdr S&P Midcap 400 ETF Trust ETFs	$0	$687,000 0.11% of portfolio	1,153	Q3 2025 Reduced 7.09%
IWM Ishares Russell 2000 ETF ETFs	$0	$688,000 0.11% of portfolio	2,847	Q3 2025 Reduced 5.16%
ONEQ Fidelity Nasdaq Composite Inde ETFs	$0	$645,000 0.11% of portfolio	7,245	Q3 2025 Reduced 4.8%

Summary

Portfolio
No. of Stocks 327
Current Value $604 Million
Prior Value $574 Million
Filing
Period Q3 2025
Filing Date November 14, 2025
Form Type 13F-HR
Activity in Q3 2025
New Purchases 149 stocks
Additional Purchases 66 stocks
Sold out of 0 stocks
Reduced holdings in 67 stocks

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Round Rock Advisors, LLC Portfolio Holdings