Sargent Investment Group, LLC Global X Fds Fintech ETF (De) Transaction History

Sargent Investment Group, LLC

$546 Million
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Oct 26, 2022	SELL	$20.28 - $26.99 $22,003 - $29,284	-1,085 Reduced 6.2%	16,415 $357,000
Q2 2022 Jul 26, 2022	SELL	$20.87 - $33.18 $1.86 Million - $2.96 Million	-89,090 Reduced 83.58%	17,500 $373,000
Q1 2022 May 06, 2022	SELL	$27.36 - $40.22 $69,330 - $101,917	-2,534 Reduced 2.32%	106,590 $3.41 Million
Q4 2021 Feb 11, 2022	BUY	$40.03 - $52.83 $209,236 - $276,142	5,227 Added 5.03%	109,124 $4.37 Million
Q3 2021 Nov 12, 2021	BUY	$45.19 - $52.21 $208,551 - $240,949	4,615 Added 4.65%	103,897 $4.99 Million
Q2 2021 Aug 05, 2021	BUY	$41.18 - $48.86 $381,162 - $452,248	9,256 Added 10.28%	99,282 $4.73 Million
Q1 2021 May 04, 2021	BUY	$43.18 - $52.53 $629,175 - $765,414	14,571 Added 19.31%	90,026 $3.97 Million
Q4 2020 Feb 10, 2021	BUY	$36.34 - $46.99 $1.41 Million - $1.83 Million	38,896 Added 106.39%	75,455 $3.53 Million
Q3 2020 Nov 12, 2020	BUY	$33.85 - $39.65 $236,171 - $276,638	6,977 Added 23.59%	36,559 $1.39 Million
Q2 2020 Aug 11, 2020	BUY	$22.36 - $33.99 $102,744 - $156,184	4,595 Added 18.39%	29,582 $1 Million
Q1 2020 May 12, 2020	BUY	$20.3 - $34.39 $287,245 - $486,618	14,150 Added 130.57%	24,987 $604,000
Q4 2019 Jan 30, 2020	BUY	$27.4 - $30.59 $296,933 - $331,503	10,837 New	10,837 $329,000

Others Institutions Holding FINX

# of Institutions

109

Shares Held

3.5M

Call Options Held

12.1K

Put Options Held

1.6K

About GLOBAL X FDS FINTECH ETF (DE)

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