Sequent Asset Management, LLC First Trust Small Cap Transaction History

Sequent Asset Management, LLC

$122 Million
Q2 2025

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2019 Jul 31, 2019	SELL	$32.09 - $36.87 $187,886 - $215,873	-5,855 Closed	0 $0
Q1 2019 Apr 23, 2019	BUY	$31.17 - $37.05 $182,500 - $216,927	5,855 New	5,855 $206,000
Q4 2018 Jan 30, 2019	SELL	$29.75 - $38.38 $263,436 - $339,854	-8,855 Closed	0 $0
Q3 2018 Oct 29, 2018	SELL	$38.48 - $40.19 $88,657 - $92,597	-2,304 Reduced 20.65%	8,855 $343,000
Q2 2018 Jul 30, 2018	SELL	$34.57 - $39.33 $1.43 Million - $1.63 Million	-41,320 Reduced 78.74%	11,159 $430,000
Q1 2018 Apr 19, 2018	SELL	$34.56 - $38.45 $2,764 - $3,076	-80 Reduced 0.15%	52,479 $1.79 Million
Q4 2017 Jan 24, 2018	BUY	$34.55 - $37.21 $19,520 - $21,023	565 Added 1.09%	52,559 $1.94 Million
Q3 2017 Oct 26, 2017	BUY	$35.04 - $35.65 $1.82 Million - $1.85 Million	51,994	51,994 $1.85 Million

Others Institutions Holding FYT

# of Institutions

73

Shares Held

2.01M

Call Options Held

0

Put Options Held

0

Sawtooth Solutions, LLC

274K
Shares

$15.3 Million
0.41% of portfolio
Lpl Financial LLC Fort Mill, SC

196K
Shares

$10.9 Million
0.0% of portfolio
Wells Fargo & Company San Francisco, CA

185K
Shares

$10.3 Million
0.0% of portfolio
Morgan Stanley New York, NY

157K
Shares

$8.78 Million
0.0% of portfolio
Blueprint Investment Partners LLC Greensboro, NC

122K
Shares

$6.81 Million
1.26% of portfolio

About FIRST TRUST SMALL CAP

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