Shaker Financial Services, LLC Herzfeld Caribbean Basin Fund Inc Transaction History

Shaker Financial Services, LLC

$261 Million
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 06, 2022	SELL	$4.8 - $5.74 $145,435 - $173,916	-30,299 Closed	0 $0
Q4 2021 Feb 07, 2022	SELL	$5.24 - $5.97 $91,752 - $104,534	-17,510 Reduced 36.62%	30,299 $168,000
Q3 2021 Nov 02, 2021	SELL	$5.29 - $6.16 $277,280 - $322,882	-52,416 Reduced 52.3%	47,809 $273,000
Q1 2021 May 14, 2021	SELL	$5.0 - $6.01 $101,420 - $121,906	-20,284 Reduced 16.83%	100,225 $589,000
Q4 2020 Feb 03, 2021	SELL	$3.45 - $5.17 $105,507 - $158,108	-30,582 Reduced 20.24%	120,509 $616,000
Q3 2020 Nov 09, 2020	SELL	$3.3 - $3.81 $3,217 - $3,714	-975 Reduced 0.64%	151,091 $544,000
Q2 2020 Aug 06, 2020	BUY	$2.81 - $4.28 $2,739 - $4,173	975 Added 0.65%	152,066 $563,000
Q1 2020 May 01, 2020	BUY	$2.58 - $6.62 $29,053 - $74,547	11,261 Added 8.05%	151,091 $525,000
Q4 2019 Feb 04, 2020	SELL	$5.96 - $6.67 $225,967 - $252,886	-37,914 Reduced 21.33%	139,830 $926,000
Q3 2019 Oct 30, 2019	BUY	$5.67 - $6.51 $180,374 - $207,096	31,812 Added 21.8%	177,744 $1.13 Million
Q2 2019 Aug 08, 2019	SELL	$5.67 - $6.24 $23,524 - $25,889	-4,149 Reduced 2.76%	145,932 $928,000
Q1 2019 May 06, 2019	BUY	$4.64 - $5.71 $135,372 - $166,589	29,175 Added 24.13%	150,081 $878,000
Q4 2018 Feb 04, 2019	BUY	$4.64 - $6.22 $14,249 - $19,101	3,071 Added 2.61%	120,906 $592,000
Q3 2018 Nov 09, 2018	BUY	$6.19 - $6.54 $88,535 - $93,541	14,303 Added 13.82%	117,835 $757,000
Q2 2018 Aug 06, 2018	BUY	$6.37 - $6.93 $92,365 - $100,485	14,500 Added 16.29%	103,532 $683,000
Q1 2018 May 07, 2018	BUY	$6.8 - $7.29 $94,404 - $101,207	13,883 Added 18.47%	89,032 $640,000
Q4 2017 Feb 06, 2018	SELL	$6.59 - $7.09 $198,668 - $213,742	-30,147 Reduced 28.63%	75,149 $537,000
Q3 2017 Nov 09, 2017	BUY	$6.91 - $7.16 $727,595 - $753,919	105,296	105,296 $763,000

Others Institutions Holding CUBA

# of Institutions

32

Shares Held

5.67M

Call Options Held

0

Put Options Held

0

About HERZFELD CARIBBEAN BASIN FUND INC

Ticker CUBA
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
The Herzfeld Caribbean Basin Fund Inc. is a closed-ended equity mutual fund launched by Thomas J. Herzfeld Advisors, Inc. The fund is managed by Herzfeld/Cuba. It invests in the public equity markets of the United States. The fund employing fundamental analysis investing in stocks of companies that are likely to benefit from economic, political,...

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