Shaker Financial Services, LLC Lmp Capital & Income Fund Inc. Transaction History

Shaker Financial Services, LLC

$256 Million
Q1 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2023 May 08, 2023	SELL	$11.4 - $12.98 $122,481 - $139,457	-10,744 Reduced 10.56%	90,960 $1.11 Million
Q4 2022 Feb 03, 2023	BUY	$11.1 - $13.04 $274,403 - $322,361	24,721 Added 32.11%	101,704 $1.22 Million
Q3 2022 Nov 09, 2022	BUY	$10.95 - $14.11 $471,452 - $607,506	43,055 Added 126.9%	76,983 $868,000
Q2 2022 Aug 01, 2022	SELL	$11.82 - $14.8 $1.98 Million - $2.48 Million	-167,688 Reduced 83.17%	33,928 $418,000
Q1 2022 May 06, 2022	BUY	$13.5 - $15.15 $602,491 - $676,129	44,629 Added 28.43%	201,616 $2.95 Million

Q4 2021 Feb 07, 2022	SELL	$13.76 - $15.2 $1.14 Million - $1.26 Million	-83,013 Reduced 34.59%	156,987 $2.39 Million
Q3 2021 Nov 02, 2021	BUY	$13.7 - $14.77 $2.54 Million - $2.74 Million	185,685 Added 341.87%	240,000 $3.3 Million
Q2 2021 Aug 04, 2021	BUY	$12.79 - $14.86 $694,688 - $807,120	54,315 New	54,315 $783,000
Q1 2021 May 14, 2021	SELL	$11.37 - $12.87 $935,614 - $1.06 Million	-82,288 Closed	0 $0
Q4 2020 Feb 03, 2021	BUY	$9.7 - $12.04 $515,913 - $640,371	53,187 Added 182.77%	82,288 $959,000
Q3 2020 Nov 09, 2020	BUY	$9.88 - $11.24 $128,795 - $146,524	13,036 Added 81.15%	29,101 $297,000
Q2 2020 Aug 06, 2020	SELL	$7.5 - $11.09 $678,585 - $1 Million	-90,478 Reduced 84.92%	16,065 $161,000
Q1 2020 May 01, 2020	BUY	$6.01 - $15.85 $321,102 - $846,833	53,428 Added 100.59%	106,543 $859,000
Q4 2019 Feb 04, 2020	BUY	$13.58 - $15.54 $282,735 - $323,542	20,820 Added 64.47%	53,115 $825,000
Q3 2019 Oct 30, 2019	BUY	$13.12 - $14.42 $423,710 - $465,693	32,295 New	32,295 $456,000
Q1 2019 May 06, 2019	SELL	$10.82 - $13.19 $124,029 - $151,196	-11,463 Closed	0 $0
Q4 2018 Feb 04, 2019	BUY	$9.93 - $14.04 $113,827 - $160,940	11,463 New	11,463 $122,000
Q3 2018 Nov 09, 2018	SELL	$12.87 - $14.27 $675,610 - $749,103	-52,495 Closed	0 $0
Q2 2018 Aug 06, 2018	SELL	$12.31 - $13.43 $349,997 - $381,841	-28,432 Reduced 35.13%	52,495 $675,000
Q1 2018 May 07, 2018	SELL	$12.33 - $14.75 $176,195 - $210,777	-14,290 Reduced 15.01%	80,927 $1.02 Million
Q4 2017 Feb 06, 2018	BUY	$13.62 - $14.69 $1.3 Million - $1.4 Million	95,217	95,217 $1.33 Million

Others Institutions Holding SCD

# of Institutions

Shares Held

4.17M

Call Options Held

Put Options Held

Raymond James & Associates St Petersburg, FL

898K
Shares

$13.9 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

863K
Shares

$13.4 Million
0.02% of portfolio
Advisors Asset Management, Inc. Monument, CO

634K
Shares

$9.85 Million
0.19% of portfolio
Morgan Stanley New York, NY

444K
Shares

$6.9 Million
0.0% of portfolio
Aristides Capital LLC Ottawa Hills, OH

244K
Shares

$3.79 Million
1.73% of portfolio

View Full List

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

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