Sheaff Brock Investment Advisors, LLC Allspring Multi Sector Income Fund Transaction History

Sheaff Brock Investment Advisors, LLC

$1.13 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 03, 2022	SELL	$8.61 - $10.56 $8,351 - $10,243	-970 Reduced 8.57%	10,350 $89,000
Q2 2022 Aug 02, 2022	BUY	$8.99 - $10.6 $2,876 - $3,392	320 Added 2.91%	11,320 $108,000
Q4 2020 Feb 01, 2021	SELL	$10.8 - $12.2 $23,922 - $27,023	-2,215 Reduced 16.76%	11,000 $134,000
Q2 2020 Aug 07, 2020	SELL	$8.67 - $11.33 $6,936 - $9,064	-800 Reduced 5.71%	13,215 $145,000
Q1 2020 Apr 30, 2020	SELL	$7.76 - $13.35 $13,968 - $24,030	-1,800 Reduced 11.38%	14,015 $135,000
Q4 2019 Jan 29, 2020	SELL	$12.28 - $12.88 $49,120 - $51,520	-4,000 Reduced 20.19%	15,815 $204,000
Q1 2019 Apr 29, 2019	SELL	$11.17 - $12.23 $5,585 - $6,115	-500 Reduced 2.46%	19,815 $240,000
Q1 2018 May 03, 2018	BUY	$12.83 - $13.24 $64,150 - $66,200	5,000 Added 32.65%	20,315 $265,000
Q4 2017 Feb 12, 2018	BUY	$12.68 - $13.4 $45,648 - $48,240	3,600 Added 30.73%	15,315 $200,000
Q3 2017 Nov 13, 2017	BUY	$13.15 - $13.6 $6,575 - $6,800	500 Added 4.46%	11,715 $157,000
Q2 2017 Aug 09, 2017	BUY	N/A	11,215	11,215 $150,000

Others Institutions Holding ERC

# of Institutions

75

Shares Held

6.98M

Call Options Held

0

Put Options Held

0

Invesco Ltd. Atlanta, GA

508K
Shares

$4.49 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

501K
Shares

$4.42 Million
0.11% of portfolio
Royal Bank Of Canada Toronto, A6

471K
Shares

$4.16 Million
0.0% of portfolio
Shaker Financial Services, LLC

463K
Shares

$4.09 Million
1.7% of portfolio
Raymond James & Associates St Petersburg, FL

339K
Shares

$3 Million
0.0% of portfolio

About ALLSPRING MULTI-SECTOR INCOME FUND

Ticker ERC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Allspring Multi-Sector Income Fund is a closed-ended fixed income mutual fund launched and managed by Wells Fargo Funds Management, LLC. The fund is co-managed by First International Advisors, Inc. and Wells Capital Management Incorporated. It invests in fixed income markets across the globe. The fund primarily invests in a mix of non-investment...

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