Sheaff Brock Investment Advisors, LLC Western Asset High Income Opportunity Fund Inc. Transaction History

Sheaff Brock Investment Advisors, LLC

$1.13 Billion
Q3 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 08, 2023	SELL	$3.65 - $3.92 $14,600 - $15,680	-4,000 Reduced 15.76%	21,384 $80,000
Q4 2022 Feb 13, 2023	SELL	$3.62 - $4.1 $65,739 - $74,456	-18,160 Reduced 41.7%	25,384 $100,000
Q3 2022 Nov 03, 2022	BUY	$3.68 - $4.31 $3,680 - $4,310	1,000 Added 2.35%	43,544 $160,000
Q2 2022 Aug 02, 2022	SELL	$3.82 - $4.63 $14,580 - $17,672	-3,817 Reduced 8.23%	42,544 $168,000
Q1 2022 May 06, 2022	BUY	$4.37 - $5.17 $37,555 - $44,430	8,594 Added 22.76%	46,361 $207,000
Q3 2021 Nov 03, 2021	SELL	$5.11 - $5.35 $321 - $337	-63 Reduced 0.17%	37,767 $196,000
Q1 2021 May 11, 2021	BUY	$4.89 - $5.08 $72,587 - $75,407	14,844 Added 64.58%	37,830 $192,000
Q4 2020 Feb 01, 2021	SELL	$4.86 - $5.06 $116,897 - $121,708	-24,053 Reduced 51.13%	22,986 $114,000
Q3 2020 Oct 30, 2020	SELL	$4.63 - $5.09 $384 - $422	-83 Reduced 0.18%	47,039 $230,000
Q4 2019 Jan 29, 2020	SELL	$4.95 - $5.08 $49,500 - $50,800	-10,000 Reduced 17.51%	47,122 $239,000
Q2 2019 Jul 31, 2019	SELL	$4.85 - $5.13 $436 - $461	-90 Reduced 0.16%	57,122 $293,000
Q1 2019 Apr 29, 2019	SELL	$4.43 - $4.89 $8,860 - $9,780	-2,000 Reduced 3.38%	57,212 $276,000
Q2 2018 Jul 31, 2018	SELL	$4.76 - $4.88 $952 - $976	-200 Reduced 0.34%	59,212 $285,000
Q1 2018 May 03, 2018	BUY	$4.77 - $5.13 $71,550 - $76,950	15,000 Added 33.77%	59,412 $286,000
Q4 2017 Feb 12, 2018	SELL	$4.92 - $5.18 $17,712 - $18,648	-3,600 Reduced 7.5%	44,412 $225,000
Q3 2017 Nov 13, 2017	BUY	$5.03 - $5.21 $10,060 - $10,420	2,000 Added 4.35%	48,012 $246,000
Q2 2017 Aug 09, 2017	BUY	N/A	46,012	46,012 $233,000

Others Institutions Holding HIO

# of Institutions

105

Shares Held

29.9M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

4.95M
Shares

$19.5 Million
0.0% of portfolio
Capital Investment Advisors, LLC

3.41M
Shares

$13.4 Million
0.29% of portfolio
Pathstone Holdings, LLC Englewood, NJ

2.97M
Shares

$11.7 Million
0.05% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.71M
Shares

$6.74 Million
0.38% of portfolio
Penserra Capital Management LLC Orinda, CA

1.2M
Shares

$4.73 Million
0.11% of portfolio

About WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Ticker HIO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Income Opportunity Fund Inc. is a closed ended fixed-income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Western Asset Management Company and Western Asset Management Company Limited. The fund invests in the fixed income markets of the United States. It seeks to invest in high-...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Sheaff Brock Investment Advisors, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Sheaff Brock Investment Advisors, LLC with notifications on news.