Sheaff Brock Investment Advisors, LLC Western Asset High Income Opportunity Fund Inc. Transaction History

Sheaff Brock Investment Advisors, LLC

$1.13 Billion
Q3 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 08, 2023	SELL	$3.65 - $3.92 $14,600 - $15,680	-4,000 Reduced 15.76%	21,384 $80,000
Q4 2022 Feb 13, 2023	SELL	$3.62 - $4.1 $65,739 - $74,456	-18,160 Reduced 41.7%	25,384 $100,000
Q3 2022 Nov 03, 2022	BUY	$3.68 - $4.31 $3,680 - $4,310	1,000 Added 2.35%	43,544 $160,000
Q2 2022 Aug 02, 2022	SELL	$3.82 - $4.63 $14,580 - $17,672	-3,817 Reduced 8.23%	42,544 $168,000
Q1 2022 May 06, 2022	BUY	$4.37 - $5.17 $37,555 - $44,430	8,594 Added 22.76%	46,361 $207,000
Q3 2021 Nov 03, 2021	SELL	$5.11 - $5.35 $321 - $337	-63 Reduced 0.17%	37,767 $196,000
Q1 2021 May 11, 2021	BUY	$4.89 - $5.08 $72,587 - $75,407	14,844 Added 64.58%	37,830 $192,000
Q4 2020 Feb 01, 2021	SELL	$4.86 - $5.06 $116,897 - $121,708	-24,053 Reduced 51.13%	22,986 $114,000
Q3 2020 Oct 30, 2020	SELL	$4.63 - $5.09 $384 - $422	-83 Reduced 0.18%	47,039 $230,000
Q4 2019 Jan 29, 2020	SELL	$4.95 - $5.08 $49,500 - $50,800	-10,000 Reduced 17.51%	47,122 $239,000
Q2 2019 Jul 31, 2019	SELL	$4.85 - $5.13 $436 - $461	-90 Reduced 0.16%	57,122 $293,000
Q1 2019 Apr 29, 2019	SELL	$4.43 - $4.89 $8,860 - $9,780	-2,000 Reduced 3.38%	57,212 $276,000
Q2 2018 Jul 31, 2018	SELL	$4.76 - $4.88 $952 - $976	-200 Reduced 0.34%	59,212 $285,000
Q1 2018 May 03, 2018	BUY	$4.77 - $5.13 $71,550 - $76,950	15,000 Added 33.77%	59,412 $286,000
Q4 2017 Feb 12, 2018	SELL	$4.92 - $5.18 $17,712 - $18,648	-3,600 Reduced 7.5%	44,412 $225,000
Q3 2017 Nov 13, 2017	BUY	$5.03 - $5.21 $10,060 - $10,420	2,000 Added 4.35%	48,012 $246,000
Q2 2017 Aug 09, 2017	BUY	N/A	46,012	46,012 $233,000

Others Institutions Holding HIO

# of Institutions

104

Shares Held

29.9M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

4.95M
Shares

$19.1 Million
0.0% of portfolio
Capital Investment Advisors, LLC

3.41M
Shares

$13.2 Million
0.29% of portfolio
Pathstone Holdings, LLC Englewood, NJ

2.97M
Shares

$11.4 Million
0.05% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.71M
Shares

$6.6 Million
0.38% of portfolio
Penserra Capital Management LLC Orinda, CA

1.2M
Shares

$4.63 Million
0.11% of portfolio

About WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Ticker HIO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Income Opportunity Fund Inc. is a closed ended fixed-income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Western Asset Management Company and Western Asset Management Company Limited. The fund invests in the fixed income markets of the United States. It seeks to invest in high-...

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