Sheaff Brock Investment Advisors, LLC Virtus Allianz Gi Convertible & Income Fund Transaction History

Sheaff Brock Investment Advisors, LLC

$1.13 Billion
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	BUY	$3.18 - $3.39 $5,342 - $5,695	1,680 Added 5.96%	29,872 $99,000
Q4 2023 Feb 08, 2024	BUY	$2.86 - $3.41 $3,097 - $3,693	1,083 Added 3.99%	28,192 $95,000
Q3 2023 Nov 08, 2023	BUY	$3.04 - $3.55 $1,614 - $1,885	531 Added 2.0%	27,109 $84,000
Q2 2023 Aug 08, 2023	BUY	$3.14 - $3.48 $1,391 - $1,541	443 Added 1.7%	26,578 $92,000
Q1 2023 May 01, 2023	BUY	$3.19 - $4.14 $2,223 - $2,885	697 Added 2.74%	26,135 $87,000
Q4 2022 Feb 13, 2023	BUY	$3.18 - $3.84 $658 - $794	207 Added 0.82%	25,438 $86,000
Q3 2022 Nov 03, 2022	BUY	$3.2 - $24.7 $1,417 - $10,942	443 Added 1.79%	25,231 $81,000
Q2 2022 Aug 02, 2022	BUY	$3.48 - $5.1 $1,325 - $1,943	381 Added 1.56%	24,788 $91,000
Q1 2022 May 16, 2022	BUY	$4.56 - $5.81 $41,532 - $52,917	9,108 Added 59.53%	24,407 $123,000
Q1 2022 May 06, 2022	SELL	$4.56 - $5.81 $40,570 - $51,691	-8,897 Reduced 36.77%	15,299 $77,000
Q4 2021 Jun 02, 2022	BUY	$5.56 - $6.39 $49,467 - $56,851	8,897 Added 58.15%	24,196 $141,000
Q4 2021 Feb 03, 2022	SELL	$5.56 - $6.39 $44,113 - $50,698	-7,934 Reduced 34.15%	15,299 $89,000
Q3 2021 Jun 02, 2022	BUY	$5.73 - $6.27 $46,120 - $50,467	8,049 Added 53.01%	23,233 $138,000
Q3 2021 Nov 03, 2021	SELL	$5.73 - $6.27 $42,585 - $46,598	-7,432 Reduced 32.86%	15,184 $90,000
Q2 2021 Jun 02, 2022	BUY	$5.47 - $6.18 $40,822 - $46,121	7,463 Added 49.25%	22,616 $139,000
Q2 2021 Aug 16, 2021	BUY	$5.47 - $6.18 $82,886 - $93,645	15,153 New	15,153 $93,000

Others Institutions Holding NCV

# of Institutions

99

Shares Held

24.5M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

7.16M
Shares

$24.8 Million
0.0% of portfolio
Advisors Asset Management, Inc. Monument, CO

2.62M
Shares

$9.09 Million
0.17% of portfolio
Penserra Capital Management LLC Orinda, CA

2.56M
Shares

$8.9 Million
0.19% of portfolio
Congress Park Capital LLC

1.56M
Shares

$5.42 Million
2.03% of portfolio
Bank Of America Corp Charlotte, NC

1.27M
Shares

$4.39 Million
0.0% of portfolio

About Virtus AllianzGI Convertible & Income Fund

Ticker NCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Virtus Convertible & Income Fund is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Allianz Global Investors U.S. LLC. It invests in fixed income markets of the United States. The fund primarily invests in convertible securities and non-convertible high-y...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Sheaff Brock Investment Advisors, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Sheaff Brock Investment Advisors, LLC with notifications on news.