Sheaff Brock Investment Advisors, LLC Virtus Allianz Gi Convertible & Income Fund Transaction History

Sheaff Brock Investment Advisors, LLC

$1.13 Billion
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	BUY	$3.18 - $3.39 $5,342 - $5,695	1,680 Added 5.96%	29,872 $99,000
Q4 2023 Feb 08, 2024	BUY	$2.86 - $3.41 $3,097 - $3,693	1,083 Added 3.99%	28,192 $95,000
Q3 2023 Nov 08, 2023	BUY	$3.04 - $3.55 $1,614 - $1,885	531 Added 2.0%	27,109 $84,000
Q2 2023 Aug 08, 2023	BUY	$3.14 - $3.48 $1,391 - $1,541	443 Added 1.7%	26,578 $92,000
Q1 2023 May 01, 2023	BUY	$3.19 - $4.14 $2,223 - $2,885	697 Added 2.74%	26,135 $87,000
Q4 2022 Feb 13, 2023	BUY	$3.18 - $3.84 $658 - $794	207 Added 0.82%	25,438 $86,000
Q3 2022 Nov 03, 2022	BUY	$3.2 - $24.7 $1,417 - $10,942	443 Added 1.79%	25,231 $81,000
Q2 2022 Aug 02, 2022	BUY	$3.48 - $5.1 $1,325 - $1,943	381 Added 1.56%	24,788 $91,000
Q1 2022 May 16, 2022	BUY	$4.56 - $5.81 $41,532 - $52,917	9,108 Added 59.53%	24,407 $123,000
Q1 2022 May 06, 2022	SELL	$4.56 - $5.81 $40,570 - $51,691	-8,897 Reduced 36.77%	15,299 $77,000
Q4 2021 Jun 02, 2022	BUY	$5.56 - $6.39 $49,467 - $56,851	8,897 Added 58.15%	24,196 $141,000
Q4 2021 Feb 03, 2022	SELL	$5.56 - $6.39 $44,113 - $50,698	-7,934 Reduced 34.15%	15,299 $89,000
Q3 2021 Jun 02, 2022	BUY	$5.73 - $6.27 $46,120 - $50,467	8,049 Added 53.01%	23,233 $138,000
Q3 2021 Nov 03, 2021	SELL	$5.73 - $6.27 $42,585 - $46,598	-7,432 Reduced 32.86%	15,184 $90,000
Q2 2021 Jun 02, 2022	BUY	$5.47 - $6.18 $40,822 - $46,121	7,463 Added 49.25%	22,616 $139,000
Q2 2021 Aug 16, 2021	BUY	$5.47 - $6.18 $82,886 - $93,645	15,153 New	15,153 $93,000

Others Institutions Holding NCV

# of Institutions

99

Shares Held

24.5M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

7.16M
Shares

$25.8 Million
0.0% of portfolio
Advisors Asset Management, Inc. Monument, CO

2.62M
Shares

$9.46 Million
0.17% of portfolio
Penserra Capital Management LLC Orinda, CA

2.56M
Shares

$9.26 Million
0.19% of portfolio
Congress Park Capital LLC

1.56M
Shares

$5.64 Million
2.03% of portfolio
Bank Of America Corp Charlotte, NC

1.27M
Shares

$4.57 Million
0.0% of portfolio

About Virtus AllianzGI Convertible & Income Fund

Ticker NCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Virtus Convertible & Income Fund is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Allianz Global Investors U.S. LLC. It invests in fixed income markets of the United States. The fund primarily invests in convertible securities and non-convertible high-y...

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