Sheaff Brock Investment Advisors, LLC Prospect Capital Corp Transaction History

Sheaff Brock Investment Advisors, LLC

$1.13 Billion
Q3 2024

A detailed history of Sheaff Brock Investment Advisors, LLC transactions in Prospect Capital Corp stock. As of the latest transaction made, Sheaff Brock Investment Advisors, LLC holds 29,260 shares of PSEC stock, worth $124,647. This represents 0.01% of its overall portfolio holdings.

Number of Shares

29,260

Previous 27,250 7.38%

Holding current value

$124,647

Previous $150,000 4.0%

% of portfolio

0.01%

Previous 0.01%

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 06, 2024	BUY	$4.75 - $5.6 $9,547 - $11,256	2,010 Added 7.38%	29,260 $156,000
Q2 2024 Jul 30, 2024	SELL	$5.21 - $5.69 $39,075 - $42,675	-7,500 Reduced 21.58%	27,250 $150,000
Q1 2024 May 14, 2024	SELL	$5.33 - $6.24 $5,330 - $6,240	-1,000 Reduced 2.8%	34,750 $191,000
Q4 2023 Feb 08, 2024	SELL	$5.08 - $6.18 $218,379 - $265,665	-42,988 Reduced 54.6%	35,750 $214,000
Q1 2023 May 01, 2023	BUY	$6.67 - $7.66 $166 - $191	25 Added 0.03%	78,738 $548,000
Q4 2022 Feb 13, 2023	BUY	$6.39 - $7.82 $35,854 - $43,878	5,611 Added 7.68%	78,713 $550,000
Q3 2022 Nov 03, 2022	BUY	$6.11 - $19.55 $20,822 - $66,626	3,408 Added 4.89%	73,102 $453,000
Q2 2022 Aug 02, 2022	SELL	$6.68 - $8.48 $327 - $415	-49 Reduced 0.07%	69,694 $487,000
Q1 2022 May 06, 2022	SELL	$7.86 - $8.89 $9,314 - $10,534	-1,185 Reduced 1.67%	69,743 $577,000
Q4 2021 Feb 03, 2022	SELL	$7.83 - $9.0 $88,165 - $101,340	-11,260 Reduced 13.7%	70,928 $596,000
Q3 2021 Nov 03, 2021	BUY	$7.69 - $8.46 $81,091 - $89,210	10,545 Added 14.72%	82,188 $632,000
Q2 2021 Aug 16, 2021	BUY	$7.62 - $9.22 $7,978 - $9,653	1,047 Added 1.48%	71,643 $601,000
Q1 2021 May 11, 2021	SELL	$5.51 - $7.98 $85,520 - $123,857	-15,521 Reduced 18.02%	70,596 $541,000
Q4 2020 Feb 01, 2021	SELL	$4.95 - $5.6 $58,370 - $66,035	-11,792 Reduced 12.04%	86,117 $466,000
Q3 2020 Oct 30, 2020	SELL	$4.68 - $5.17 $45,793 - $50,588	-9,785 Reduced 9.09%	97,909 $492,000
Q2 2020 Aug 07, 2020	SELL	$3.78 - $5.74 $44,199 - $67,117	-11,693 Reduced 9.79%	107,694 $550,000
Q1 2020 Apr 30, 2020	SELL	$4.04 - $6.61 $22,018 - $36,024	-5,450 Reduced 4.37%	119,387 $507,000
Q4 2019 Jan 29, 2020	BUY	$6.37 - $6.7 $100,346 - $105,545	15,753 Added 14.44%	124,837 $804,000
Q3 2019 Oct 28, 2019	BUY	$6.3 - $6.73 $737 - $787	117 Added 0.11%	109,084 $719,000
Q2 2019 Jul 31, 2019	SELL	$6.24 - $6.83 $81,120 - $88,790	-13,000 Reduced 10.66%	108,967 $712,000
Q4 2018 Jan 28, 2019	SELL	$5.77 - $7.27 $108,620 - $136,857	-18,825 Reduced 13.37%	121,967 $770,000
Q2 2018 Jul 31, 2018	BUY	$6.3 - $6.93 $5,613 - $6,174	891 Added 0.64%	140,792 $945,000
Q1 2018 May 03, 2018	SELL	$6.21 - $7.01 $110,034 - $124,210	-17,719 Reduced 11.24%	139,901 $916,000
Q4 2017 Feb 12, 2018	SELL	$5.56 - $7.26 $130,621 - $170,559	-23,493 Reduced 12.97%	157,620 $1.06 Million
Q3 2017 Nov 13, 2017	SELL	$6.55 - $8.18 $59,893 - $74,797	-9,144 Reduced 4.81%	181,113 $1.22 Million
Q2 2017 Aug 09, 2017	BUY	N/A	190,257	190,257 $1.55 Million

Others Institutions Holding PSEC

# of Institutions

251

Shares Held

39.6M

Call Options Held

979K

Put Options Held

9.39M

View Full List

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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Sheaff Brock Investment Advisors, LLC Prospect Capital Corp Transaction History